575 words, 2.1 minutes read. By Gerard Blokdyk

Governance, Risk and Compliance 1 big thing: Guarantee your operation has involvement processing payroll, analytical thinking skills and issue resolution skills.

The big picture: Make headway so that your group is identifying and addressing client needs: building solid relationships with (internal) clients; developing an awareness of Firm services; communicating with the client in an organized and knowledgeable manner; delivering clear requests for information; demonstrating flexibility in prioritizing and completing tasks; and communicating potential conflicts to a supervisor.

Why it matters: Lead multi functional working teams and work with Business, Function, and Regional leadership to develop and implement strategic and tactical plans and critical initiatives.

What to watch: Interface with internal controls, internal audit and external auditors with priority to satisfy any audit related policy and compliance deliverables or work items.

Be smart: Determine security requirements by evaluating business strategies, researching information security standards, conducting system security and vulnerability analyses and risk assessments, studying architecture/platform, identifying integration issues, and preparing cost estimates.

Under the hood: Ensure your strong technology delivery and strong partnerships with leading product vendors and the innovative solutions in regulatory Compliance, Product Control, Finance performance improvement, strategy and Business performance improvement make you a service provider of choice.


Top Governance, Risk and Compliance Must Haves


Governance, Risk and Compliance Executives tell us every quarter about their must haves.

Here are their most urgent ones:

Learn the Top Emerging Governance, Risk and Compliance Risks HERE: store.theartofservice.com/Governance,-Risk-and-Compliance-critical-capabilities/


Top thinkers are using The Art of Service Critical Capabilities Analysis, the guide that’s helping leaders stay ahead of what’s next.

This guide will help you plan your roadmap. The Critical Capabilities and Priorities Guide enables leaders to shortlist hundreds of appropriate results, already prioritized.


Get started: store.theartofservice.com/Governance,-Risk-and-Compliance-critical-capabilities/


Yes, but: Confirm that your personnel is managing and communicating process and business requirements to the delivery team as a bridge to ensure that the proposed solutions meet the (internal) customers expectations.

The backdrop: Make headway so that your process is supporting the development and validation of mathematical/statistical models for valuation of advanced financial instruments, risk models, and other analytical tools.

Go deeper: Invest in the development and implementation of risk management of the information security program to ensure information security risks are identified and monitored.

What we’re hearing: “Develop and maintain strong strategic relationships with (internal) clients and key industry contacts to generate revenue from existing (internal) clients and expand offerings to new (internal) clients., Arthur B. – Sr. Manager, Risk and Controls

Between the lines: Advise and support cybersecurity and information-security leaders at all levels in governance, oversight, policy development, implementation, compliance, and monitoring; cyber security defense, preparedness, and response; security products, applications, and tools; data loss prevention; research and development.

What they’re saying: “Ensure your staff is responsible for all facets of the Information Security and IT enterprise wide Governance, Risk and Compliance in alignment with organizations across IT and your organization., Bradley C. – Product Governance Transformation – Program Management Lead

The bottom line: Ensure your outstanding team of software architects and engineers work together to understand and advance emerging technologies to produce the next wave of big data analytic cloud solutions.

What’s next: Ensure you want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.

ICYMI: Conduct periodic cluster reviews to ensure compliance with the accreditation/certification and other organization requirements in increasingly innovative ways as well as regular assessment of emerging risks/trends which require new mitigations.



Get started: store.theartofservice.com/Governance,-Risk-and-Compliance-critical-capabilities/


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