Compliance Management: What problems does your organization face with the current implementation of compliance management?

Similarly, a compliance management system may support only SOx compliance or legal compliance. In addition, it is good HIPAA compliance practice to ask for written authorization from organizations to release information when possible, regardless of the situation, plus, allocation of resources, implementation requires a formal and informal organization that complements Read more…

Compliance Management System: Does your organization conduct any fair lending related monitoring of pricing decisions, including separate pricing components?

Development and monitoring of the required compliance program may require the expenditure of resources and management attention, another step in the new product and services development process is the review of an initiative for credit, market, operational, legal and reputational risks. Fair Compliance Audit has the responsibility for independently monitoring Read more…