Effective Governance: Does your board assess how effective your organizations internal-control system is?

An effective advisory board, properly composed and structured, can provide non-binding and informed guidance and serve as a tremendous ally in the quest for superior corporate governance, project governance roles are tools of the governance mechanism to ensure compliance with the implementation standards. More than that, large businesses, you have Read more…

Chief Compliance Officer: What has been the turnover rate for compliance and relevant control function personnel?

Once compliance moves, the chief compliance officer will naturally realign with the chief risk officer, the officer to whom the chief compliance officer now reports, akin could include the chief risk officer, chief compliance officer, chief ethics officer, chief legal officer and human resources executive. In the first place, require Read more…

Compliance Training: Do privacy notices contain all of the required information?

Compliance is a prevalent business concern, partly because of an ever-increasing number of regulations that require organizations to be vigilant about maintaining a full understanding of their regulatory compliance requirements, think of a corporate compliance program as a magnet that brings all of your organization compliance efforts together. Regulatory Regulations Read more…