Cyber Security Audit: Do the internal controls that apply to the Applicant(s) also apply to the RIA?

Internal and external cybersecurity threats to and vulnerabilities of the firms information and technology systems, security controls and processes currently in place, the impact should the information or technology systems become compromised. And also, the effectiveness of the governance structure for the management of cybersecurity risk, it also directs the Read more…

Cyber Security Audit: Do any new features that may increase cyber security risk also have an increased benefit?

With the internet of things (IoT) becoming ubiquitous, and consumers demanding products with an emphasis on cybersecurity and privacy, organizations are revamping security policies, ingestion of cyber intelligence from any source is necessary to anticipate at risk systems on a network and proactively defend them, then, as always in cyber Read more…

Cyber Security Audit: Has your organization performed a cybersecurity risk assessment in the past year to identify key cybersecurity risks?

Over the past year, the cybersecurity world has undergone a major shift as cyber attacks have transitioned from potential losses to your organization to direct, near term losses for major corporations, financial organizations have been addressing information security risk for decades, and cybersecurity remains a primary risk focus for the Read more…