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Evidence request lists

Cook Islands Electronic Transactions Act 2003

Evidence request list. 17 controls, 17 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 11 September 2026. Published by The Art of Service.

Cook Islands ETA: Electronic Contracts and Communications

CKETA-EC-ATTRIBUTION
Attribution of Electronic Communications

An electronic communication is attributed to the originator where sent by them, an authorised person, or an automated system programmed by/for them; recipients may rely on agreed/ reasonable attribution methods.

Artefacts an auditor will ask for
  • Attribution procedures + authentication for sent communications
Where this commonly fails
  • No basis to attribute communications to an originator
CKETA-EC-AUTOMATED
Automated Message Systems

Contracts formed by the interaction of automated message systems (or an automated system and a person) are valid even without human review of each action.

Artefacts an auditor will ask for
  • Recognition of automated-system contracting + error-handling provisions
Where this commonly fails
  • Automated contracts disputed for lack of human review
CKETA-EC-CONSENT
Consent to Transact Electronically

Use of electronic communications requires the consent of the parties (which may be inferred from conduct); no one is required to use or accept electronic communications without consent.

Artefacts an auditor will ask for
  • Evidence of party consent to electronic communications
Where this commonly fails
  • Electronic communications imposed without consent
CKETA-EC-DISPATCH
Time and Place of Dispatch and Receipt

Default rules fix the time and place of dispatch (when the message leaves the originator's system) and receipt (when capable of being retrieved at the addressee's designated system), tied to places of business.

Artefacts an auditor will ask for
  • System configuration / terms reflecting dispatch and receipt timing rules
Where this commonly fails
  • Dispatch/receipt timing not determinable
CKETA-EC-FORMATION
Formation and Validity of Electronic Contracts

A contract may be formed by electronic communications and is not denied validity solely because formed electronically (including by automated message systems).

Artefacts an auditor will ask for
  • Recognition of electronically-formed contracts in processes
Where this commonly fails
  • Electronic contracts refused validity
CKETA-EC-RECEIPT
Acknowledgement of Receipt

Where acknowledgement of receipt is required/agreed, rules determine the effect of receiving or not receiving acknowledgement.

Artefacts an auditor will ask for
  • Acknowledgement-of-receipt handling where agreed
Where this commonly fails
  • Acknowledgement terms undefined

Cook Islands ETA: Electronic Signatures

CKETA-SIG-RELIABILITY
Reliability of Signature Method

The signature method must be as reliable as appropriate given the purpose and circumstances, including any agreement between the parties.

Artefacts an auditor will ask for
  • Reliability assessment of the signature method per purpose/circumstances
Where this commonly fails
  • Signature reliability not assessed
CKETA-SIG-VALIDITY
Electronic Signature Validity

Where a signature is required, an electronic signature satisfies it if the method identifies the person and indicates their approval, and is appropriately reliable for the purpose.

Artefacts an auditor will ask for
  • Electronic-signature method that identifies signer + indicates approval
Where this commonly fails
  • Signature method not linked to signer/approval

Cook Islands ETA: Legal Recognition of Electronic Records

CKETA-LR-ADMISSIBILITY
Admissibility and Evidential Weight

Electronic records are admissible in evidence and their evidential weight is assessed having regard to reliability of generation, storage and communication and identification of the originator.

Artefacts an auditor will ask for
  • Reliability evidence (generation/storage/comms) supporting admissibility
Where this commonly fails
  • No reliability basis for electronic evidence
CKETA-LR-ORIGINAL
Original Form and Integrity Equivalence

A requirement to present/retain information in original form is met where the integrity of the information from first generation is assured and it can be displayed.

Artefacts an auditor will ask for
  • Integrity assurance + display capability for 'original' electronic records
Where this commonly fails
  • No integrity assurance for originals
CKETA-LR-RECOGNITION
Legal Recognition of Electronic Records

Information is not denied legal effect, validity or enforceability solely because it is in electronic form (functional equivalence).

Artefacts an auditor will ask for
  • Policy treating electronic records as legally effective
Where this commonly fails
  • Electronic records refused legal effect solely for being electronic
CKETA-LR-RETENTION
Retention of Electronic Records

A retention requirement is met by retaining the electronic record where it remains accessible, in its original/accurate format, and origin/destination and time data are retained.

Artefacts an auditor will ask for
  • Electronic retention meeting accessibility + format + metadata conditions
Where this commonly fails
  • Retained records inaccessible or lacking metadata
CKETA-LR-WRITING
Writing Requirement Satisfied Electronically

A legal requirement that information be in writing is met by an electronic record if it is accessible and usable for subsequent reference.

Artefacts an auditor will ask for
  • Controls ensuring electronic records are accessible/usable for later reference
Where this commonly fails
  • Electronic records not retrievable to satisfy writing

Cook Islands ETA: Scope, Government and Intermediaries

CKETA-GOV
Government Use of Electronic Records

Public bodies may (but are not obliged to) accept and issue electronic records and signatures, subject to any specified requirements/formats.

Artefacts an auditor will ask for
  • Government acceptance criteria/formats for electronic records where applicable
Where this commonly fails
  • Government electronic-record requirements unmet
CKETA-INTERMEDIARY
Intermediary and Carriage Service Provider Liability

Intermediaries/carriage service providers that merely transmit, route or store third-party electronic communications have limited liability where they do not initiate, select or modify the content.

Artefacts an auditor will ask for
  • Determination of intermediary status + conditions for the liability limitation
Where this commonly fails
  • Intermediary modifying content while claiming the limitation
CKETA-OFFENCES
Offences and Enforcement

The Act provides offences/penalties for prescribed contraventions (e.g. false electronic representations), administered under Cook Islands law.

Artefacts an auditor will ask for
  • Awareness of ETA offence provisions
Where this commonly fails
  • No awareness of statutory offences
CKETA-SCOPE
Scope and Application

Defines the Act's scope (electronic transactions/records/communications) and any excluded instruments (e.g. wills, negotiable instruments), consistent with the UNCITRAL Model Law on Electronic Commerce.

Artefacts an auditor will ask for
  • Determination of which transactions are within the ETA
  • List of excluded document classes
Where this commonly fails
  • Excluded instruments treated as electronically valid
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does.