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Evidence request lists

EU Medical Devices Regulation (MDR 2017/745)

Evidence request list. 26 controls, 26 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 11 September 2026. Published by The Art of Service.

MDR - Classification + Conformity Assessment (Ch V)

MDR-Art.51
Classification of devices (Article 51 and Annex VIII)

Article 51 + Annex VIII set the risk-based classification system for medical devices into Class I (low risk; e.g. wheelchairs, spectacles), Class IIa (medium risk; e.g. hearing aids, thermometers), Class IIb (medium-high risk; e.g. ventilators, infusion pumps), Class III (high risk; e.g. implants, life-supporting devices, drug-delivery devices, contraceptives, breast implants). Annex VIII has 22 classification rules + special-rule provisions. The classification drives the conformity assessment route under Article 52.

Artefacts an auditor will ask for
  • Annex VIII rule-by-rule classification analysis per device
  • Reclassification trigger on changes to intended purpose or design
  • Up-classification to Class III for high-risk software / AI as medical device per Rule 11 (MDR-software rule)
Where this commonly fails
  • Class IIb / III device classified as IIa or below
  • No Rule 11 software-classification analysis for SaMD
MDR-Art.52_54_55
Conformity assessment, consultation procedure and scrutiny mechanism (Articles 52, 54, 55)

Article 52 sets the conformity-assessment routes by class. Class I devices (other than sterile/measuring/reusable surgical instruments): self-declaration. Class I sterile / measuring / reusable surgical: limited NB involvement. Class IIa: NB review of technical documentation. Class IIb + Class III: full NB QMS + technical documentation assessment (Annex IX or X/XI). Class III implantables: Article 54 consultation procedure (clinical evaluation consultation) with expert panel. Certain Class IIb implantables: Article 54 procedure also applies. Article 55 establishes scrutiny mechanism for certain Class III/IIb conformity assessments by EU expert panels + MDCG.

Artefacts an auditor will ask for
  • Conformity-assessment route selection record per device class
  • NB QMS + technical-documentation assessment for Class IIa+
  • Article 54 expert-panel consultation for Class III implantables + certain Class IIb implantables
  • Article 55 scrutiny records where applicable
Where this commonly fails
  • Class IIa/IIb/III device self-declared without NB involvement
  • Class III implantable without Article 54 expert-panel consultation
  • Inadequate Class IIb-implantable consultation
MDR-Art.56_57
Certificates of conformity and electronic system (Articles 56-57)

Article 56 governs certificates of conformity issued by NBs (validity max 5 years, may be subject to conditions, suspended/withdrawn/restricted on non-compliance). Certificates are technology-bound and may require periodic surveillance. Article 57 establishes the electronic system on NBs + certificates available through EUDAMED.

Artefacts an auditor will ask for
  • NB certificate file per device
  • Certificate-validity monitoring + renewal procedure
Where this commonly fails
  • Operating with an expired or withdrawn NB certificate

MDR - Clinical Evaluation + Clinical Investigations (Ch VI)

MDR-Art.61_62
Clinical evaluation and clinical investigations general requirements (Articles 61-62)

Article 61 requires manufacturers to plan + conduct + document a clinical evaluation covering scientific validity + clinical performance + clinical safety, throughout the device lifecycle (including via post-market clinical follow-up, PMCF). Article 61(10) recognises equivalence + literature-based evaluations under conditions; Article 61(4)-(6) for Class III + implantables requires clinical investigations except in narrow circumstances. Article 62 sets the general requirements for clinical investigations: informed consent + ethics committee approval + insurance + data integrity + investigator qualification + GCP / ISO 14155 alignment. Article 62 confirms the GDPR + Regulation (EU) 2018/1725 apply to personal-data processing in clinical investigations.

Artefacts an auditor will ask for
  • Annex XIV clinical evaluation file per device
  • PMCF plan + execution records
  • Article 62 clinical-investigation application file + ethics committee approval
  • ISO 14155-aligned GCP for medical-device clinical investigations
  • GDPR Article 9 lawful basis + DPIA for clinical-investigation data
Where this commonly fails
  • Class III / implantable device placed without clinical investigation (where Article 61(4)-(6) require it)
  • Clinical investigation without ethics committee approval
MDR-Art.70_74_75_80_82
Clinical-investigation application + CE-marked-device studies + substantial modifications + adverse events + records (Articles 70, 74-75, 80, 82)

Article 70 sets the application procedure for clinical investigations through EUDAMED + Member State competent authority. Article 74 covers clinical investigations on CE-marked devices used outside the intended purpose. Article 75 covers substantial modifications to clinical investigations. Article 80 sets recording + reporting of adverse events: investigators record + report adverse events to the sponsor; the sponsor reports serious adverse events (SAEs) and serious adverse device effects (SADEs) to Member State competent authorities + Member States cooperate to evaluate the safety profile. Article 82 covers ethics committee involvement.

Artefacts an auditor will ask for
  • Article 70 EUDAMED application
  • Article 80 SAE / SADE reporting workflow
  • Article 75 substantial-modification notification
Where this commonly fails
  • Clinical investigation initiated without Article 70 + ethics committee approval
  • Late SAE / SADE reporting

MDR - Identification, UDI, Registration and EUDAMED (Ch III)

MDR-Art.19_20
EU declaration of conformity and CE marking (Articles 19-20)

Article 19 requires the manufacturer to draw up the EU DoC per Annex IV before placing the device on the market or putting it into service. By drawing up the EU DoC the manufacturer assumes responsibility for compliance. The EU DoC is kept available for 10 years (15 years for implantable devices). Article 20 requires affixing the CE marking visibly + legibly + indelibly on the device or its sterile pack and on instructions for use and on sales packaging. Where a notified body is involved, the NB identification number follows the CE marking.

Artefacts an auditor will ask for
  • EU DoC per device aligned with Annex IV
  • 10-year retention (15-year for implantables)
  • CE marking artwork + NB identification number where applicable
Where this commonly fails
  • MD placed without EU DoC
  • Missing NB identification number for Class IIa/IIb/III devices
MDR-Art.21_22_23
Special purposes, systems and procedure packs, parts and components (Articles 21-23)

Article 21 covers devices for special purposes (custom-made, investigational). Article 22 covers systems and procedure packs - combinations of MDs or MDs with non-MD products (system / procedure-pack producer signs a declaration that the components are compatible + bear CE marking + the combination is properly sterilised where applicable). Article 23 covers parts and components placed on the market separately for replacement / repair / refurbishment.

Artefacts an auditor will ask for
  • Custom-made device statement per Annex XIII where applicable
  • Article 22 system / procedure-pack declaration
  • Article 23 parts-and-components compliance
Where this commonly fails
  • System / procedure pack without Article 22 declaration
MDR-Art.25_27_28
Supply-chain identification and UDI system (Articles 25, 27-28)

Article 25 requires economic operators to identify, on request of MSA, any other economic operator that supplied them with the device or to whom they have supplied the device, for 10 years (15 years for implantable devices). Article 27 establishes the UDI system: every MD (except custom-made + investigational) carries a UDI consisting of UDI-DI + UDI-PI; Class III + implantable devices have full UDI on the device itself + packaging. Article 28 governs the UDI database within EUDAMED.

Artefacts an auditor will ask for
  • 10-year (15-year implantable) supplier / customer records
  • UDI assignment + EUDAMED database submission
  • UDI on device for Class III + implantable
Where this commonly fails
  • Devices placed without UDI (other than Article 27(2) carve-outs)
  • No 10-year (15-year implantable) supply-chain records
MDR-Art.29_30_31
Registration of devices and economic operators (Articles 29-31)

Article 29 requires registration of devices in EUDAMED prior to placing on the market or putting into service: manufacturer registers device + UDI-DI + design information. Article 30 establishes the electronic system for registration of economic operators. Article 31 requires manufacturers + ARs + importers to register their data in EUDAMED (identity + activities + EU economic-operator identification number). Data is publicly accessible (with limited carve-outs).

Artefacts an auditor will ask for
  • EUDAMED registration per device + per economic-operator role
  • Registration data kept current
Where this commonly fails
  • Device placed without EUDAMED registration
  • Economic-operator data not kept current
MDR-Art.32_33
Summary of Safety and Clinical Performance + EUDAMED (Articles 32-33)

Article 32 requires the manufacturer to draw up, for implantable devices and Class III devices (other than custom-made + investigational), a Summary of Safety and Clinical Performance (SSCP) accessible through EUDAMED in plain language. The SSCP is part of the technical documentation. Article 33 establishes EUDAMED, the European database on medical devices (operated by the Commission), interconnecting the UDI / registration / NB+certificates / clinical-investigations / vigilance / market surveillance modules.

Artefacts an auditor will ask for
  • SSCP per implantable + Class III device, public via EUDAMED
  • Annual SSCP updates
  • EUDAMED module access + submission procedure
Where this commonly fails
  • Implantable / Class III device placed without SSCP in EUDAMED
  • SSCP not kept current

MDR - Making Available + Economic Operators (Ch II)

MDR-Art.10
General obligations of manufacturers (Article 10)

Article 10 imposes the central manufacturer obligations: (1) demonstrate compliance with general safety and performance requirements (Annex I); (2) establish + document + implement + maintain a Quality Management System (Article 10(9), aligned with ISO 13485); (3) carry out clinical evaluation (Article 61) + post-market clinical follow-up (PMCF); (4) prepare and update the technical documentation (Annex II + Annex III); (5) carry out conformity assessment (Article 52); (6) place the CE marking + draw up the EU DoC (Article 19 + 20); (7) register manufacturer + device (Article 31); (8) post-market surveillance system (Article 83) + vigilance reports (Article 87); (9) ensure traceability (Article 25); (10) provide implant cards (Article 18) where applicable; (11) corrective action obligation Article 10(12); (12) cooperation with MSA Article 10(14); (13) Article 10(16) financial coverage fo

Artefacts an auditor will ask for
  • ISO 13485-aligned QMS demonstrating Article 10(9)
  • Annex II + Annex III technical documentation
  • Annex I conformity evidence per device
  • Implant card per Article 18 for implantable devices
  • Article 116 financial-coverage arrangements (insurance / equivalent)
Where this commonly fails
  • Manufacturer without ISO 13485 / equivalent QMS
  • Implantable device placed without Article 18 implant card
  • No Article 116 financial coverage
MDR-Art.11_12_13_14
Authorised representative, importers and distributors (Articles 11-14)

Article 11 requires a non-EU manufacturer to designate, by written mandate, a single authorised representative established in the Union, with Article 11(3) tasks. Article 12 governs orderly change of AR. Article 13 sets importer obligations: verify CE marking + EU DoC + manufacturer identification + AR appointment (non-EU) + device registration + labelling compliance. Article 14 sets distributor obligations: due care + verify CE marking + cooperate with manufacturer + report serious incidents.

Artefacts an auditor will ask for
  • AR mandate per Article 11(2)
  • Importer Article 13 verification records
  • Distributor Article 14 due-care records
Where this commonly fails
  • Non-EU manufacturer without AR
  • Importer accepting MDs without Article 13 verification
MDR-Art.15
Person Responsible for Regulatory Compliance (Article 15)

Article 15 requires manufacturers to have permanently available at least one Person Responsible for Regulatory Compliance (PRRC) with the requisite expertise. The PRRC has formal responsibility to ensure: (a) device conformity before release; (b) technical documentation + EU DoC are drawn up and kept up to date; (c) PMS obligations; (d) vigilance reporting (Articles 87-92); (e) for investigational devices, Article 62 declaration. Article 15(2) permits micro/small enterprises to engage an external PRRC.

Artefacts an auditor will ask for
  • PRRC appointment record (internal or external for micro/small)
  • PRRC qualifications evidence per Article 15(1)
  • PRRC reporting line to senior management
Where this commonly fails
  • Manufacturer without documented PRRC
  • PRRC without Article 15(1) credentials (4-year degree + 1 year experience OR 4 years experience)
MDR-Art.16
Cases where manufacturer obligations apply to others (Article 16)

Article 16 provides that distributors / importers / other natural or legal persons are considered to be manufacturer + assume Article 10 obligations where: (a) they make available a device under their own name / trade mark (rebranding); (b) they change the intended purpose; (c) they modify a device already placed on the market such that compliance may be affected. Article 16(2)-(4) create exceptions for natural-language translation + repackaging if conditions met (notify manufacturer + competent authority 28 days in advance, QMS aspects in place).

Artefacts an auditor will ask for
  • Substantial-modification policy aligned with Article 16
  • Own-brand review process
  • Article 16(2)-(4) translation / repackaging notification procedure
Where this commonly fails
  • Re-branding of MDs without taking on Article 10 manufacturer obligations
  • Repackaging without Article 16(4) notification
MDR-Art.17_18
Single-use device reprocessing and implant card (Articles 17-18)

Article 17 permits the reprocessing of single-use devices only where authorised by national law and subject to Article 17(2) safe-handling conditions; the reprocessor is considered to be the manufacturer of the reprocessed device. Article 18 requires manufacturers of implantable devices to provide an implant card together with information to be supplied to the patient. The card contains: device identifier + manufacturer identity + clinical / safety information + UDI + post-implant patient instructions.

Artefacts an auditor will ask for
  • Reprocessing-as-manufacturer compliance where the entity reprocesses single-use devices
  • Implant card content per Article 18 in plain language + patient-accessible languages
Where this commonly fails
  • Reprocessing single-use devices without Article 17(2) authorisation
  • Implantable device placed without implant card
MDR-Art.5_6_7
Placing on market + distance sales + misleading claims (Articles 5-7)

Article 5 prohibits placing on the market / putting into service of MDs that do not comply with the Regulation; Article 5(5) sets the in-house MD exception for healthcare institutions in narrow circumstances (single-use exception). Article 6 governs distance sales / information-society services. Article 7 prohibits misleading text / names / trademarks / pictures / signs as to the device intended purpose, safety or performance.

Artefacts an auditor will ask for
  • Pre-market compliance gate (Article 5(1))
  • Online-offer compliance statement per Article 6
  • Marketing-claim review process verifying Article 7
Where this commonly fails
  • MD placed without conformity assessment + CE marking
  • Online offer that does not state Article 6 conformity

MDR - Notified Bodies (Ch IV)

MDR-Art.35_36_37_38_39_40_41_42_45_46_47_50
Notified bodies - authorities, requirements, subsidiaries, designations and re-assessment (Articles 35-50 selected)

Articles 35-38 govern designation of authorities responsible for notified bodies + the substantive NB requirements + the designation + notification procedure. Article 39 sets NB identification numbers. Article 40 governs monitoring + re-assessment of NBs. Article 41 covers review of NB assessments. Article 42 covers changes to designations. Articles 45-47 cover NB exchange of experience + coordination. Article 50 lists NB operational obligations including independence + impartiality + competence + transparency + fees.

Artefacts an auditor will ask for
  • Engagement records with the relevant NB(s) for Class IIa/IIb/III
  • Subsidiary / subcontracting transparency from NB
  • Article 50 operational obligations verified
Where this commonly fails
  • Engagement of a body that is not an MDR-notified NB for Class IIa/IIb/III

MDR - PMS + Vigilance + Market Surveillance + Final (Ch VII-X)

MDR-Art.103_104_105_106_107_108
Medical Device Coordination Group + EU expert panels + EU reference laboratories (Articles 103-108)

Article 103 establishes the Medical Device Coordination Group (MDCG) composed of Member State representatives + Commission, with expert panels and EU reference laboratories supporting the Article 54 consultation procedure + Article 55 scrutiny mechanism + clinical evaluation guidance + class-up evaluation. Articles 104-108 detail expert-panel + reference-laboratory roles.

Artefacts an auditor will ask for
  • Engagement records with MDCG / expert panels / EU reference laboratories where the entity is consulted
MDR-Art.109_110_111_112_113_115
Confidentiality, data protection, funding, civil liability and penalties (Articles 109-115)

Article 109 imposes professional-secrecy on competent authorities, NBs and other persons involved, with carve-outs for cooperation between authorities + publication of data through EUDAMED. Article 110 confirms that the GDPR + Regulation (EU) 2018/1725 apply to personal-data processing under MDR. Article 111 governs personal-data processing in EUDAMED. Article 113 covers Member-State penalty regimes. Article 116 (note: Articles 115/116 in some renumbered versions) requires Member States to ensure that manufacturers + AR + importer + distributor have sufficient financial coverage (insurance or equivalent) for civil liability for damages caused by devices.

Artefacts an auditor will ask for
  • GDPR Article 9 lawful basis + Article 32 security for personal-data processing under MDR
  • Financial-coverage arrangements per Article 116 (insurance / captive / equivalent)
  • Confidentiality regime for trade-secret material in MSA submissions
Where this commonly fails
  • Personal-data processing without GDPR Article 9 lawful basis
  • No Article 116 financial coverage
MDR-Art.120
Transitional provisions (Article 120 as amended by (EU) 2023/607)

Article 120 as amended by (EU) 2023/607 sets the transitional periods for legacy MDs (devices already on the market under Directives 90/385/EEC or 93/42/EEC before 26 May 2021). Class III implantables + Class IIb implantables (with exceptions): legacy devices may continue under specified conditions until 31 December 2027. Other Class IIb + Class IIa + Class I sterile/measuring: until 31 December 2028. Conditions: existing MDD/AIMDD certificate + ongoing PMS + no significant change in design/intended purpose + Article 120(3a) notification to MSA of intention to rely on the extension. CRA-Art.11 carve-out: MD cybersecurity remains under MDR; CRA does not apply.

Artefacts an auditor will ask for
  • Transition plan per legacy MD aligned with Article 120 + Article 120(3a) notification
  • 6-month-before notification submitted to MSA
  • EUDAMED submissions for transitioning devices
Where this commonly fails
  • Legacy MD transitioned without Article 120 conformity assessment under the new MDR
  • Missed Article 120(3a) notification deadline
  • Treating MD as subject to CRA cybersecurity baseline (CRA Article 2 / Article 11 carve-out applies; MDR Annex I cybersecurity continues)
MDR-Art.122_123
Entry into force and date of application (Articles 122-123)

Article 122 repealed Council Directives 90/385/EEC (AIMDD) and 93/42/EEC (MDD) with effect from 26 May 2021 (later partly extended via Article 120 as amended by (EU) 2023/607). Article 123 provides that the Regulation entered into force on 25 May 2017 and applied from 26 May 2021 (subject to the Article 120 transitional provisions for legacy devices).

Artefacts an auditor will ask for
  • Compliance calendar reflecting 25 May 2017 entry into force + 26 May 2021 application + Article 120 transitional deadlines (31 Dec 2027 / 31 Dec 2028)
Where this commonly fails
  • Operating against the MDD/AIMDD baseline outside the Article 120 transitional conditions
MDR-Art.83
Post-market surveillance system of the manufacturer (Article 83)

Article 83 requires manufacturers to plan + establish + document + implement + maintain + update a post-market surveillance (PMS) system, proportionate to the risk class and appropriate for the type of device. The PMS system actively + systematically gathers, records and analyses data on the quality, performance and safety of the device throughout its entire lifetime; the PMS plan is part of the technical documentation (Annex III). PMS information feeds back into clinical evaluation (Article 61), vigilance (Articles 87-92), the SSCP (Article 32) and the PSUR (Article 86).

Artefacts an auditor will ask for
  • PMS plan per device (Annex III content)
  • PMS data-collection sources (complaints, returns, social media, literature, registries)
  • PMS feedback loop to clinical evaluation + vigilance + SSCP
Where this commonly fails
  • PMS plan absent or not proportionate to risk class
  • PMS data not feeding back to clinical evaluation
MDR-Art.84_85_86
PMS plan + PMS report + Periodic Safety Update Report (Articles 84-86)

Article 84 sets out the structure of the PMS plan (Annex III content). Article 85 requires Class I devices to have a PMS report (Annex III) updated when necessary and made available to MSA on request. Article 86 requires Class IIa, IIb and III devices to have a Periodic Safety Update Report (PSUR) summarising the PMS-data results and conclusions, with PSUR submitted via EUDAMED: annual for Class III + implantables / every 2 years for Class IIa / Class IIb. PSUR is reviewed by the NB for Class IIa/IIb/III.

Artefacts an auditor will ask for
  • PMS report per Class I device + PSUR per Class IIa/IIb/III
  • EUDAMED PSUR submission on Article 86 cycle
  • NB review records for PSURs
Where this commonly fails
  • No PSUR for Class IIa/IIb/III devices
  • PSUR not updated on the Article 86 cycle
MDR-Art.87_88_89_90_91_92
Vigilance + serious incident reporting + FSCAs + trend reporting (Articles 87-92)

Article 87 governs reporting of serious incidents and field safety corrective actions (FSCAs): manufacturer must report a serious incident no later than 15 days after becoming aware (10 days where the incident is unanticipated and likely to result in death or unanticipated serious deterioration; 2 days where serious public-health threat). Article 88 governs trend reporting (statistically significant increase in non-serious incidents or expected SAEs). Article 89 covers analysis of serious incidents + FSCAs. Article 90 covers periodic summary reporting in agreement with MSA. Article 91 covers analysis at Union level. Article 92 governs the EUDAMED vigilance + PMS electronic system.

Artefacts an auditor will ask for
  • Serious-incident detection + classification + reporting workflow within Article 87 timelines
  • FSCA workflow with Field Safety Notice
  • Trend-reporting analysis
  • EUDAMED vigilance-module submissions
Where this commonly fails
  • Serious incident reported beyond Article 87 timeline
  • FSCA without Field Safety Notice
  • Trend reporting absent
MDR-Art.93_94_95_96_97_98
Market surveillance + Member-State competent authorities (Articles 93-98)

Article 93 establishes market-surveillance powers including unannounced inspections + sampling + testing. Article 94 covers evaluation of devices presenting a risk + measures available (corrective action, withdrawal, recall). Article 95 covers cases where devices comply with MDR but still present a risk. Article 96 covers cases of formal non-compliance with MDR. Articles 97-98 cover product-safety procedures + Union-level action.

Artefacts an auditor will ask for
  • Inspection-readiness records (tech doc + QMS + PMS file + vigilance file ready)
  • Corrective-action / withdrawal / recall procedure
Where this commonly fails
  • No inspection-readiness program
  • CAPA backlog from prior inspections

MDR - Scope, Definitions and General Provisions (Ch I)

MDR-Art.1_2_3_4
Subject matter, scope, definitions and regulatory status (Articles 1-4)

Article 1 establishes the scope: medical devices for human use and accessories. Sectoral carve-outs include in vitro diagnostics (covered by IVDR), medicinal products (Directive 2001/83/EC), human blood, transplants, foodstuffs. Article 1(2) makes specific provisions for devices incorporating a medicinal-product substance or human-blood derivative. Article 2 supplies definitions including 'medical device', 'accessory', 'active implantable medical device', 'custom-made device', 'investigational device', 'single-use device', 'reprocessed device', 'Class I/IIa/IIb/III', 'PRRC', 'EUDAMED', 'UDI', 'serious incident', 'field safety corrective action (FSCA)', 'periodic safety update report (PSUR)'. Article 3 governs regulatory-status determinations. Article 4 covers products with both medical and non-medical use.

Artefacts an auditor will ask for
  • Scope determination per Article 1 + 3 for each product
  • Definitions glossary aligned to Article 2
  • Annex XVI Article 1(2) products (devices without intended medical purpose, e.g. coloured contact lenses, dermal fillers) compliance plan
Where this commonly fails
  • Product placed without an Article 3 regulatory-status determination
  • No coordination between MDR and Directive 2001/83/EC for medicinal-product-containing devices
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does.