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Evidence request lists

O-RAN WG11 Security Specification

Evidence request list. 8 controls, 8 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 12 September 2026. Published by The Art of Service.

Cryptography, Protocols, PKI

ORANWG11-3
Cryptography, TLS, SSH, IPsec, and PKI Lifecycle Management

Implement cryptography + protocol security + PKI per O-RAN WG11 Security Requirements covering TLS + SSH + IPsec + certificate lifecycle. TLS implementation must (a) use TLS 1.2 minimum + TLS 1.3 preferred + with WG11-approved cipher suites + Perfect Forward Secrecy + certificate verification, (b) enforce minimum key sizes per WG11 cryptographic profile (RSA 2048 minimum + ECDSA P-256 minimum + ECDHE for key exchange), (c) implement OCSP stapling + or CRL checking with documented fallback, (d) protect TLS termination points against attack including downgrade + cipher manipulation + protocol negotiation abuse. SSH implementation must (a) use SSHv2 with WG11-approved cipher suites + KEX algorithms + MAC algorithms, (b) enforce strong authentication (certificate-based + or strong key-based + with multi-factor where applicable to administrative access), (c) restrict SSH access via network se

Artefacts an auditor will ask for
  • TLS / SSH / IPsec configuration evidence with WG11-approved cipher suites + key sizes
  • certificate lifecycle management with automated enrollment + renewal + monitoring
  • PKI design + CA selection + CPS + HSM evidence where applicable
Where this commonly fails
  • TLS deployed with weak cipher suites or without certificate verification
  • certificate expiry monitoring absent producing outages
  • PKI design ad-hoc without CPS

Logging, Monitoring, IR, DoS

ORANWG11-7
Logging, Monitoring, Incident Response, and Denial-of-Service Resilience

Operate logging + monitoring + incident response + DoS resilience per O-RAN WG11 Security Log Management Specifications and incident response specifications. Logging must (a) collect security-relevant events from all O-RAN components + interfaces + management functions including authentication events + authorisation decisions + configuration changes + cryptographic operations + administrative actions + xApp / rApp lifecycle events, (b) include required event content per WG11 (timestamp + source + event type + principal + outcome + correlation identifier), (c) protect log integrity + confidentiality + availability via WG11-approved transport + storage + access control, (d) retain logs per operator policy + national regulatory requirements (which vary materially by jurisdiction). Monitoring must (a) implement security monitoring across O-RAN architecture with correlation across components

Artefacts an auditor will ask for
  • security log collection per WG11 Log Management Specifications + retention per regulation
  • O-RAN-aware SOC + correlation rules + behavioural baselines + alerting
  • O-RAN-aware IR plan with O-RAN scenarios + vendor coordination + forensic readiness
  • DoS resilience testing + degraded-mode operating procedures
Where this commonly fails
  • IT SIEM rules applied to O-RAN producing miss + over-alert
  • IR plan IT-generic without O-RAN scenarios
  • no DoS resilience testing

O-Cloud, Containers, Configuration, Patching

ORANWG11-5
O-Cloud, Container Security, Secure Configuration, Patching

Secure the O-Cloud platform + containers + secure configuration + patching per O-RAN WG11 Security Requirements + O-Cloud security profile. O-Cloud security must (a) implement secure cloud platform per CNCF + Kubernetes hardening + supply chain controls + image scanning + runtime detection, (b) protect O-Cloud management plane (O2 interface) + workload orchestration + tenant isolation, (c) enforce platform integrity via measured boot + attestation + verified images where supported, (d) operate platform monitoring + drift detection + automatic remediation. Container security must (a) use minimal base images + scan images for vulnerabilities + sign images + verify signatures at deployment, (b) enforce pod security standards + network policies + service mesh authentication + secrets management, (c) operate runtime security (Falco + similar) + monitor for container escape + privilege escalat

Artefacts an auditor will ask for
  • O-Cloud platform hardening evidence + management plane protection + attestation
  • container security configuration + image signing + runtime monitoring
  • configuration baselines per component + continuous compliance scanning + drift remediation
  • patch management with vulnerability advisory consumption + test lab + risk-based prioritisation
Where this commonly fails
  • O-Cloud management plane not adequately protected
  • container images not signed or signature not verified at deployment
  • patching schedule not aligned to telecom service continuity

O-RAN Interface Security

ORANWG11-2
O-RAN Interface Security: E2, A1, O1, O2, Open Fronthaul

Secure O-RAN open interfaces per O-RAN Alliance WG11 Security Requirements Specifications covering E2 (Near-RT RIC to E2 Node) + A1 (Non-RT RIC to Near-RT RIC) + O1 (SMO to managed function) + O2 (SMO to O-Cloud) + Open Fronthaul (O-DU to O-RU). Interface security requirements per WG11 must address (a) authentication of all interface peers with mutual TLS (mTLS) + certificate-based + or equivalent strong authentication, (b) confidentiality via TLS 1.2/1.3 + IPsec + or equivalent for management and control traffic + with cryptographic suites per O-RAN WG11 cryptographic requirements, (c) integrity protection of interface messages and parameters, (d) replay protection via nonce + sequence numbers + or equivalent, (e) authorisation enforcement appropriate to interface (role-based access + scope tokens + OAuth2 for application-layer interfaces + 3GPP-style network function authorisation wher

Artefacts an auditor will ask for
  • interface security implementation per E2 + A1 + O1 + O2 + Open Fronthaul with mTLS / IPsec + certificate management
  • Open Fronthaul M-Plane authentication + C/U-Plane confidentiality decision record
  • interface security verification testing evidence + multi-vendor interoperability + security testing
  • PTP / Sync-E / GPS-GNSS protection where applicable
Where this commonly fails
  • Open Fronthaul U-Plane encryption not deployed without documented risk basis
  • interface authentication uses pre-shared keys vulnerable to extraction
  • multi-vendor interfaces not security-tested

RIC, xApps/rApps, AI/ML

ORANWG11-4
RIC, xApp/rApp Lifecycle, AI/ML Security

Secure the RAN Intelligent Controller (RIC) + xApp / rApp lifecycle + AI/ML components per O-RAN WG11 Security Requirements. RIC architecture security must (a) protect Near-RT RIC (E2 control loops + xApp hosting) and Non-RT RIC (rApp hosting + policy management) with isolation between RIC functions + tenant separation in multi-vendor deployments, (b) authenticate and authorise all RIC API access + xApp/rApp management API access + with audit logging. xApp / rApp lifecycle security must (a) onboard xApps and rApps via vetted source + signed packaging + image scanning + vulnerability assessment, (b) sandbox xApps and rApps using container security best practices + namespace isolation + resource limits + capability restrictions, (c) enforce least privilege for xApp / rApp access to RIC functions + E2 / A1 interfaces + RAN state, (d) operate runtime monitoring for xApp / rApp behaviour + an

Artefacts an auditor will ask for
  • RIC architecture security evidence with isolation + API authentication + audit
  • xApp / rApp onboarding + sandboxing + runtime monitoring + lifecycle evidence
  • AI/ML model provenance + signing + drift / adversarial detection evidence
  • alignment with NIST AI RMF + EU AI Act for high-risk telecom decisions
Where this commonly fails
  • xApps onboarded without vetting + signing + image scanning
  • ML models deployed without provenance verification
  • no runtime monitoring for xApp behaviour anomalies

Security Test and Certification

ORANWG11-6
Security Test Specifications, Certification, and Conformance

Operate security test + certification + conformance per O-RAN WG11 Security Test Specifications and WG11 Test Specifications including Open Test and Integration Center (OTIC) testing. Security test specifications must cover (a) interface security test cases per E2 + A1 + O1 + O2 + Open Fronthaul testing the authentication + confidentiality + integrity + authorisation + replay protection + cryptographic conformance, (b) component security test cases per O-DU + O-CU + O-RU + Near-RT RIC + Non-RT RIC + SMO + O-Cloud with positive and negative test scenarios, (c) negative test cases probing for known attack vectors + fuzzing + protocol abuse + boundary conditions, (d) penetration testing of integrated multi-vendor deployments. Certification must (a) align with O-RAN OTIC certification program + with vendor self-attestation + third-party assessment as deployment risk profile warrants, (b) ali

Artefacts an auditor will ask for
  • security test plan and execution per WG11 Security Test Specifications + OTIC test cases
  • certification evidence (OTIC + SECAM/SCAS + national telecom security certification)
  • conformance traceability per WG11 requirement with regression testing + audit availability
Where this commonly fails
  • security testing limited to positive cases without negative or fuzz testing
  • certification claimed but conformance evidence incomplete
  • regression testing absent on releases producing latent security regressions

Supply Chain, SDLC, Privacy, Trust

ORANWG11-8
Supply Chain, Secure Development Lifecycle, Privacy, Multi-Vendor Trust

Operate supply chain security + secure development lifecycle (SDL) + privacy + multi-vendor trust per O-RAN WG11 Security Requirements + Open Fronthaul vendor profile + national telecom security regimes. Supply chain security must (a) qualify O-RAN vendors and suppliers per NIST SP 800-161 SCRM tailored to telecom (vendor cybersecurity maturity + product security incident response + secure development + provenance + SBOM availability + sub-component visibility + national security review where applicable), (b) embed cybersecurity requirements in procurement (RFPs + contracts + acceptance testing + warranty), (c) verify trusted source + tamper-evident packaging + integrity verification of received components + firmware + software, (d) align with national telecom supply chain security regulations (UK TSR + US CISA + EU 5G Toolbox + Japan + Australia + similar). Secure development lifecycle

Artefacts an auditor will ask for
  • vendor qualification per NIST SP 800-161 telecom-tailored + national telecom supply chain regulation alignment
  • vendor SDL attestation + third-party assessment + PSIRT integration
  • privacy by design evidence + cross-border data flow + subscriber data minimisation
  • multi-vendor trust framework + integration testing + co-ordinated vulnerability response
Where this commonly fails
  • vendor selection on cost without supply chain security review
  • vendor SDL claimed but not verified or integrated with operator programme
  • multi-vendor trust framework absent producing co-ordination failure during incident

Threat Model and Risk Management

ORANWG11-1
O-RAN Threat Model, Risk Management, and Security Architecture

Maintain the O-RAN threat model and risk management per O-RAN Alliance WG11 Security Threat Model and Risk Assessment specifications. The threat model must (a) enumerate threat actors targeting O-RAN deployments (nation-state attackers + criminal organisations targeting telecom + insiders with operator or vendor access + compromised vendors + supply-chain attackers), (b) catalogue attack surfaces specific to O-RAN architecture (RAN Intelligent Controller (RIC) + xApps/rApps + open interfaces (E2 + A1 + O1 + O2 + Open Fronthaul) + O-Cloud platform + multi-vendor integration boundaries + AI/ML decision points + SMO + management plane), (c) maintain attack scenarios covering rogue xApp / rApp + interface protocol abuse + supply chain compromise + RIC compromise enabling RAN policy manipulation + management interface compromise + Open Fronthaul tap or man-in-the-middle, (d) integrate threat

Artefacts an auditor will ask for
  • O-RAN threat model per deployment covering threat actors + attack surfaces + scenarios
  • risk register aligned to WG11 methodology + NIST 800-30 + ISO 27005
  • security architecture document with reference architecture + trust zones + secure interconnects
  • annual refresh evidence
Where this commonly fails
  • threat model generic IT not O-RAN specific
  • no integration with telecom-sector threat intelligence
  • security architecture not updated after major deployment changes
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does. See the O-RAN WG11 Security Specification framework page.