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Evidence request lists

UNICEF Policy Guidance on AI for Children (2021)

Evidence request list. 22 controls, 22 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 12 September 2026. Published by The Art of Service.

Best Interests

UNICEFAI-1
Best Interests of the Child and Age-Appropriate Design

Per UNICEF AI for Children: Support Children's Development and Well-being + Best Interests of the Child + Age-Appropriate Design.

Artefacts an auditor will ask for
  • UNICEF AI evidence for UNICEFAI-1
Where this commonly fails
  • best interests + age-appropriate partial

Inclusion

UNICEFAI-2
Inclusion, Accessibility, Non-Discrimination

Per UNICEF AI: Ensure Inclusion of and for Children + Accessibility + non-discrimination + bias prevention.

Artefacts an auditor will ask for
  • UNICEF AI evidence for UNICEFAI-2
Where this commonly fails
  • best interests + age-appropriate partial

Privacy and Safety

UNICEFAI-3
Privacy, Safety, Empowerment

Per UNICEF AI: child privacy + safety + Empowerment + child agency + voice.

Artefacts an auditor will ask for
  • UNICEF AI evidence for UNICEFAI-3
Where this commonly fails
  • best interests + age-appropriate partial

Transparency

UNICEFAI-4
Transparency, Explanation, Adult Capacity

Per UNICEF AI: transparency + explanation for children + adult capacity building + create enabling environment.

Artefacts an auditor will ask for
  • UNICEF AI evidence for UNICEFAI-4
Where this commonly fails
  • best interests + age-appropriate partial

UNICEF AI for Children: Child Rights Implementation

UNICEF-AI-CR-01
Alignment with the Convention on the Rights of the Child

Map AI system design choices and outcomes against the four general principles of the Convention on the Rights of the Child: non-discrimination, best interests of the child, right to life and development, and the right to be heard.

Artefacts an auditor will ask for
  • CRC alignment matrix for the AI system
  • Best-interest determination notes
  • Participation log capturing children's input
  • Mitigation actions linked to specific articles
Where this commonly fails
  • No reference to CRC in design records
  • Best-interest analysis treated as a one-off form
  • No participation of children in design
UNICEF-AI-CR-02
Age-Appropriate Design and Default Settings

Set defaults, features, and interactions according to the age and developmental stage of the child user, with the most protective settings on by default.

Artefacts an auditor will ask for
  • Age-tier configuration matrix
  • Default privacy and safety setting record
  • User journey map by age band
  • QA results verifying default behaviour
Where this commonly fails
  • Single configuration applied across all ages
  • Protective defaults disabled at install
  • No verification of age tier behaviour in QA
UNICEF-AI-CR-03
Caregiver Oversight and Parental Controls

Provide caregivers with meaningful and usable controls over a child's interaction with AI systems, including visibility into data use and the ability to adjust or withdraw consent.

Artefacts an auditor will ask for
  • Caregiver control panel design
  • Consent withdrawal workflow
  • Visibility report for caregivers
  • Usability testing with caregivers
Where this commonly fails
  • Controls buried in account settings
  • No way to withdraw consent without deleting the account
  • Caregiver dashboard lacks data on AI use
UNICEF-AI-CR-04
Participation of Children in AI Design

Involve children in the design, evaluation, and review of AI systems that affect them, using methods appropriate to their age and capacity.

Artefacts an auditor will ask for
  • Co-design session plans and notes
  • Child participation policy with safeguarding controls
  • Evidence that input changed the design
  • Ethics approval for child research
Where this commonly fails
  • No children involved at any stage
  • Participation tokenistic and not reflected in design
  • No safeguarding controls for research sessions
UNICEF-AI-CR-05
Special Protection for Children in Vulnerable Situations

Provide additional safeguards for children in vulnerable situations, including children in humanitarian settings, children with disabilities, refugee and migrant children, and children in alternative care.

Artefacts an auditor will ask for
  • Vulnerability risk register for AI deployment
  • Adapted protocols for humanitarian or low-connectivity contexts
  • Safeguarding plan referencing local child protection authorities
  • Records of access provisioning for assistive needs
Where this commonly fails
  • Single design assumed for all contexts
  • No safeguarding contact for humanitarian deployments
  • Accessibility needs treated as edge cases
UNICEF-AI-CR-06
Data Use for Profiling and Recommendation Systems Affecting Children

Restrict profiling, behavioural advertising, and recommendation systems that may exploit child users, and disable such features by default.

Artefacts an auditor will ask for
  • Profiling policy for child users
  • Recommender system risk assessment
  • Default state record for behavioural advertising
  • Independent audit of recommendation outcomes
Where this commonly fails
  • Behavioural advertising on by default
  • Recommender amplifies harmful content to children
  • No audit of recommender impact
UNICEF-AI-CR-07
Procurement and Supplier Due Diligence for Child-Facing AI

Require suppliers of AI systems used by or affecting children to demonstrate compliance with child-centred requirements before contract award and during the term.

Artefacts an auditor will ask for
  • Supplier questionnaire referencing UNICEF requirements
  • Pre-award evaluation memo
  • Ongoing supplier review schedule
  • Termination rights for safeguarding failure
Where this commonly fails
  • Generic supplier questionnaire used
  • No re-evaluation after contract start
  • Contract lacks safeguarding termination clause
UNICEF-AI-CR-08
Independent Oversight and Redress for Children

Provide accessible mechanisms for children, caregivers, and third parties to raise concerns about AI systems that affect children, and ensure independent oversight of high-risk uses.

Artefacts an auditor will ask for
  • Independent advisory or ethics board terms
  • Child-friendly complaint channel
  • Case log with resolution times
  • Reporting to oversight body
Where this commonly fails
  • Complaint channels not visible to children
  • No oversight body for high-risk uses
  • Cases unresolved or undocumented
UNICEF-AI-CR-09
Continuous Monitoring of Child-Centred AI Outcomes

Continuously monitor AI systems affecting children for safety, fairness, well-being, and rights impacts after deployment, and act on findings.

Artefacts an auditor will ask for
  • Monitoring plan with child-specific indicators
  • Periodic monitoring reports
  • Trigger thresholds for intervention
  • Corrective action log
Where this commonly fails
  • Monitoring focused on engagement metrics not well-being
  • No thresholds defined for intervention
  • Findings not acted on

UNICEF AI for Children: Nine Requirements

UNICEF-AI-01
Support Children's Development and Well-Being

Design and deploy AI systems that actively support the cognitive, social, emotional, and physical development of children, and do not displace activities essential to healthy growth.

Artefacts an auditor will ask for
  • Child development impact assessment
  • Age-appropriate design specification
  • Evidence of consultation with paediatric or developmental experts
  • Pilot study results with child cohorts
Where this commonly fails
  • Adult-oriented product simply rebranded for children
  • No developmental experts consulted
  • No measurement of effect on child well-being
UNICEF-AI-02
Ensure Inclusion of and for Children

Make AI systems inclusive of children with disabilities, of different genders, languages, cultures, and socio-economic backgrounds so that no child is excluded or disadvantaged by the system.

Artefacts an auditor will ask for
  • Accessibility conformance report (WCAG 2.2 AA)
  • Multilingual coverage list
  • Bias and exclusion testing results across demographic segments
  • Adaptations for children with disabilities
Where this commonly fails
  • Only one language supported
  • No accessibility testing with assistive technologies
  • Demographic gaps in training and validation data
UNICEF-AI-03
Prioritise Fairness and Non-Discrimination for Children

Test and mitigate bias and discrimination in AI systems that affect children, including bias by age, gender, disability, ethnicity, language, and socio-economic status.

Artefacts an auditor will ask for
  • Fairness metrics report by protected attribute
  • Bias mitigation plan with corrective actions
  • Disparate impact analysis
  • Reviewer notes on contested outputs
Where this commonly fails
  • No fairness testing performed on under-13 cohorts
  • Bias detected but not remediated
  • Single fairness metric used in isolation
UNICEF-AI-04
Protect Children's Data and Privacy

Collect only the minimum personal data needed from children, secure it appropriately, restrict secondary use, and design privacy controls that are understandable to children and caregivers.

Artefacts an auditor will ask for
  • DPIA covering child users
  • Data minimisation map
  • Retention and deletion schedule
  • Child-friendly privacy notice
  • Caregiver consent records
Where this commonly fails
  • Adult-style privacy notice used for children
  • Excess data collected for non-essential personalisation
  • No deletion path for child accounts
UNICEF-AI-05
Ensure Safety for Children

Prevent AI systems from exposing children to harmful content, manipulation, harassment, or unsafe interactions, including through generative outputs and recommendation behaviour.

Artefacts an auditor will ask for
  • Safety policy for child users
  • Content filters and red-team test results
  • Incident response plan with safeguarding escalation
  • Logs of moderated outputs
Where this commonly fails
  • No red-teaming for child-targeted harms
  • Filters tuned to adult sensitivities only
  • No safeguarding escalation path
UNICEF-AI-06
Provide Transparency, Explainability, and Accountability for Children

Explain to children and caregivers in age-appropriate terms when AI is being used, what it does, what data it uses, and how to challenge or correct outcomes.

Artefacts an auditor will ask for
  • Age-tiered AI disclosure notices
  • Child-readable explanation for automated decisions
  • Caregiver dashboard for oversight
  • Appeal and correction workflow
Where this commonly fails
  • AI use undisclosed inside the product
  • Legalese explanations not adapted for children
  • No way for a child or caregiver to contest an output
UNICEF-AI-07
Empower Governments and Businesses with Child-Centred AI Knowledge

Build internal capability and stakeholder awareness so that policy makers, developers, procurers, and operators can apply child-centred AI requirements consistently.

Artefacts an auditor will ask for
  • Child-centred AI training curriculum
  • Stakeholder briefing pack
  • Procurement guidance referencing UNICEF requirements
  • Records of internal awareness sessions
Where this commonly fails
  • No training tailored to child-centred AI
  • Procurement teams unaware of guidance
  • Knowledge concentrated in one person
UNICEF-AI-08
Prepare Children for Present and Future Developments in AI

Provide children with age-appropriate AI literacy resources so they can understand, question, and engage with AI systems they encounter.

Artefacts an auditor will ask for
  • AI literacy module aligned to age groups
  • In-product learning prompts
  • Partnership records with schools or youth organisations
  • Evaluation of literacy outcomes
Where this commonly fails
  • No literacy content provided
  • Literacy material aimed only at adults
  • No measurement of comprehension
UNICEF-AI-09
Create an Enabling Environment for Child-Centred AI

Adopt policies, procurement criteria, contracts, and oversight mechanisms that make child-centred AI the default rather than an optional add-on.

Artefacts an auditor will ask for
  • Internal policy mandating child-centred AI review
  • Supplier code of conduct referencing UNICEF guidance
  • Contract clauses on child safety, privacy, and inclusion
  • Independent oversight or advisory board terms
Where this commonly fails
  • Policy exists but is not enforced in procurement
  • Contracts silent on child-specific obligations
  • No external oversight of high-risk child-facing AI
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does. See the UNICEF Policy Guidance on AI for Children (2021) framework page.