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Evidence request lists

WHO Global Competency Model

Evidence request list. 32 controls, 32 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 12 September 2026. Published by The Art of Service.

Core

WHOCOMP-1
Core Competencies

Per WHO Global Competency Model: Core Competencies. Source-grounded summary control covering authoritative framework structure + key obligations. See manifest + log for detailed mapping.

Artefacts an auditor will ask for
  • Authoritative source-grounded evidence for WHOCOMP-1
Where this commonly fails
  • see authoritative source for detailed gap analysis

Core Competencies

WHO-CORE-01
Communicating in a Credible and Effective Way

Express oneself clearly in conversations and interactions, listen actively to others, produce effective written communication, ensure messages are understood, share information openly, and adapt communication style to the audience and cultural context.

Artefacts an auditor will ask for
  • Communication competency descriptors integrated into job profiles
  • Communication skills training curriculum
  • Performance review templates including communication ratings
  • Written communication samples (assessed)
  • Multilingual communication policy
Where this commonly fails
  • Competency descriptors not tied to actual jobs
  • Training only for managers
  • Performance reviews use vague communication language
  • Written and verbal not separately assessed
WHO-CORE-02
Knowing and Managing Yourself

Demonstrate self awareness including strengths, limitations, and emotional reactions, manage personal effectiveness under pressure, seek and act on feedback, maintain personal integrity, and pursue continuous personal development.

Artefacts an auditor will ask for
  • Self assessment tools used during onboarding and review
  • 360 degree feedback process and reports
  • Individual development plans
  • Resilience and stress management training
  • Mentoring and coaching records
Where this commonly fails
  • 360 feedback optional and underused
  • Development plans not reviewed
  • No support for staff under high pressure missions
  • Self awareness tools used once and forgotten
WHO-CORE-03
Producing Results

Plan and organise work to deliver agreed outputs on time and to required quality, take initiative, monitor own progress, persevere through obstacles, take accountability for outcomes, and contribute to team and organisational results.

Artefacts an auditor will ask for
  • Annual workplans aligned to mandate
  • Performance management cycle records
  • Output quality criteria for key deliverables
  • Accountability framework
  • Lessons learned from delayed outputs
Where this commonly fails
  • Workplans not updated mid year
  • Performance management compliance below 80 percent
  • Quality criteria absent for technical outputs
  • Accountability blurred across joint outputs
WHO-CORE-04
Moving Forward in a Changing Environment

Adapt to change including new processes, technologies, and priorities, propose improvements to current ways of working, embrace innovation, learn from setbacks, and support others through transition periods.

Artefacts an auditor will ask for
  • Change management approach for major reforms
  • Innovation challenge and pilot records
  • After action reviews following emergencies
  • Cross functional rotation and assignment programmes
  • Staff survey results on change readiness
Where this commonly fails
  • Change rolled out without competency support
  • Innovation pilots not scaled
  • Learning not captured systematically
  • Survey results not communicated back
WHO-CORE-05
Fostering Integration and Teamwork

Work cooperatively across teams, departments, and offices, share information and credit, resolve conflicts constructively, support colleagues, value diverse perspectives, and contribute to a positive working environment.

Artefacts an auditor will ask for
  • Team charters and norms
  • Conflict resolution mechanism (ombudsperson, mediation)
  • Cross functional project records
  • Diversity and inclusion programme
  • Team climate survey results
Where this commonly fails
  • Teamwork rated but rarely developed
  • Ombudsperson role not visible
  • Cross functional credit attribution weak
  • Diversity programmes superficial
WHO-CORE-06
Respecting and Promoting Individual and Cultural Differences

Show respect for diversity in race, gender, nationality, age, religion, sexual orientation, ability, and culture, challenge stereotypes and bias, build inclusive teams, and ensure programmes account for diverse populations served.

Artefacts an auditor will ask for
  • Diversity and inclusion strategy
  • Unconscious bias training records
  • Demographic data of workforce versus population served
  • Programme review for cultural appropriateness
  • Inclusion survey results disaggregated by group
Where this commonly fails
  • Strategy lacks measurable targets
  • Bias training one off
  • Demographic gaps not addressed
  • Programme reviews lack cultural lens
WHO-CORE-07
Setting an Example

Demonstrate ethical conduct consistent with WHO values, model professional behaviour, comply with policies and standards, address ethical breaches when observed, and inspire trust through consistent actions matching stated commitments.

Artefacts an auditor will ask for
  • Standards of Conduct training records
  • Ethics office case statistics
  • Whistleblower protection policy
  • Financial disclosure records for senior staff
  • Annual ethics certification
Where this commonly fails
  • Refresher training overdue
  • Ethics office under-resourced
  • Whistleblower retaliation reported
  • Financial disclosures not reviewed

Framework Governance, Assessment and Learning

WHO-ASSESS-01
Competency Assessment and Performance Management

Integrate competencies into job profiles, recruitment, performance management, and learning, with annual competency assessment of staff, calibration across managers, and use of results to inform development and career progression.

Artefacts an auditor will ask for
  • Job profile template incorporating competencies
  • Performance management policy and forms
  • Calibration meeting records
  • Development plans linked to competency gaps
  • Career framework using competencies
Where this commonly fails
  • Profiles inconsistent across departments
  • Calibration weak leading to rating drift
  • Development plans not funded
  • Career framework unclear
WHO-GOV-01
Governance of the Competency Framework

Maintain governance for the competency framework including ownership by HR, periodic review and refresh, engagement with staff and managers in updates, communication of changes, and reporting on framework adoption and outcomes.

Artefacts an auditor will ask for
  • Competency framework governance charter
  • Periodic review records (every 3 to 5 years)
  • Stakeholder consultation reports
  • Change communications
  • Annual adoption and outcome report
Where this commonly fails
  • Framework refreshed but not communicated
  • Adoption metrics not collected
  • Staff voice limited in updates
  • Outcomes not linked to organisational performance
WHO-LEARN-01
Learning and Development Aligned to Competencies

Design and deliver learning offerings (formal courses, e learning, coaching, on the job assignments) mapped to competencies, with learning paths by role, mandatory and elective options, and evaluation of learning effectiveness.

Artefacts an auditor will ask for
  • Learning strategy mapped to competencies
  • Learning paths by role and grade
  • Catalogue of mandatory courses
  • Completion and assessment data
  • Kirkpatrick level 3 and 4 evaluation samples
Where this commonly fails
  • Mandatory completion below 90 percent
  • Learning evaluated only at reaction level
  • E learning content stale
  • On the job learning not credited

Functional Competencies

WHO-FUNC-01
Functional: Technical Expertise

Demonstrate technical expertise in assigned area (epidemiology, immunisation, NCDs, health systems, emergencies, regulatory science) maintained through ongoing learning, peer engagement, and contribution to normative or operational products.

Artefacts an auditor will ask for
  • Technical role profiles with required expertise
  • Continuing education records
  • Conference and peer engagement records
  • Publications, guidelines, or technical products authored
  • Subject matter expert rosters
Where this commonly fails
  • Profiles outdated
  • Education funded inconsistently
  • SME rosters not maintained
  • Publication output not tracked
WHO-FUNC-02
Functional: Policy and Strategy

Translate evidence and political context into health policy and strategy at global, regional, or country level, working with ministries of health, advising on policy options, and supporting implementation and evaluation.

Artefacts an auditor will ask for
  • Policy advisory products
  • Country support mission reports
  • Strategy documents developed with member states
  • Policy implementation monitoring
  • Evaluation of policy impact
Where this commonly fails
  • Policy advice generic not country tailored
  • Implementation support tapers after launch
  • Impact evaluation rare
  • Political context not assessed
WHO-FUNC-03
Functional: Programme and Project Management

Plan, execute, monitor, and close programmes and projects using recognised methodologies, manage risks, engage stakeholders, deliver outputs on time and budget, and report against results frameworks.

Artefacts an auditor will ask for
  • Programme management methodology adopted
  • Risk registers for major programmes
  • Stakeholder engagement plans
  • Status dashboards
  • Closeout reports with lessons learned
Where this commonly fails
  • Methodology applied inconsistently
  • Risk registers not updated
  • Status reports inputs heavy not outcomes
  • Closeouts skipped
WHO-FUNC-04
Functional: Emergency Response

Respond to public health emergencies through incident management, rapid assessment, deployment of expertise, coordination with national authorities and partners, and application of the International Health Regulations and Emergency Response Framework.

Artefacts an auditor will ask for
  • Incident management team rosters
  • Emergency response deployments records
  • Rapid risk assessment outputs
  • IHR coordination records
  • Hot wash and after action reviews
Where this commonly fails
  • Roster surge capacity insufficient
  • Risk assessments delayed
  • IHR notifications late
  • After action lessons not integrated
WHO-FUNC-05
Functional: Data, Monitoring and Evaluation

Design and use monitoring and evaluation systems to track health indicators, programme performance, and impact, applying statistical methods, data quality standards, and ethical safeguards for health data.

Artefacts an auditor will ask for
  • M and E frameworks with indicators and baselines
  • Data quality audit reports
  • Statistical methods documentation
  • Health data ethics review records
  • Evaluation reports published
Where this commonly fails
  • Indicators output not outcome focused
  • Data quality issues unaddressed
  • Ethics review limited to research
  • Evaluations not published

Leadership

WHOCOMP-3
Leadership Competencies

Per WHO Global Competency Model: Leadership Competencies. Source-grounded summary control covering authoritative framework structure + key obligations. See manifest + log for detailed mapping.

Artefacts an auditor will ask for
  • Authoritative source-grounded evidence for WHOCOMP-3
Where this commonly fails
  • see authoritative source for detailed gap analysis

Leadership Competencies

WHO-LDR-01
Vision - articulating compelling future states that motivate collective action

Vision - articulating compelling future states that motivate collective action. Control from WHO Global Competency Model framework, domain: Leadership Competencies.

Artefacts an auditor will ask for
  • Vision statement
  • Strategic narrative
  • Communication plan
Where this commonly fails
  • No clear vision
  • Poor communication
  • Misalignment
WHO-LDR-02
Strategic Thinking - analyzing complex environments and designing impactful interventions

Strategic Thinking - analyzing complex environments and designing impactful interventions. Control from WHO Global Competency Model framework, domain: Leadership Competencies.

Artefacts an auditor will ask for
  • Strategic analysis
  • Scenario planning
  • Intervention design
Where this commonly fails
  • No scenario planning
  • Reactive posture
  • Missing analysis
WHO-LDR-03
Change Leadership - mobilizing organizations through transformations

Change Leadership - mobilizing organizations through transformations. Control from WHO Global Competency Model framework, domain: Leadership Competencies.

Artefacts an auditor will ask for
  • Change management plan
  • Stakeholder map
  • Adoption metrics
Where this commonly fails
  • No change plan
  • Resistance unaddressed
  • No metrics
WHO-LDR-04
Innovation - creating conditions supporting novel approaches to persistent problems

Innovation - creating conditions supporting novel approaches to persistent problems. Control from WHO Global Competency Model framework, domain: Leadership Competencies.

Artefacts an auditor will ask for
  • Innovation strategy
  • Pilot register
  • Lessons learned
Where this commonly fails
  • No innovation budget
  • Risk aversion
  • No pilots
WHO-LEAD-01
Driving the Organization's Position in Health Leadership (Leadership)

Position WHO as authoritative voice in global health through evidence based normative work, technical leadership in emergencies, convening stakeholders, and translating health priorities into political and operational action with member states.

Artefacts an auditor will ask for
  • Strategic positioning documents
  • Normative product pipeline
  • Convening event records
  • Member state engagement strategy
  • Media and influence metrics
Where this commonly fails
  • Positioning unclear in emerging topics
  • Normative pipeline behind schedule
  • Convening attendance declining
  • Media metrics not analysed for impact
WHO-LEAD-02
Promoting Innovation and Organizational Learning (Leadership)

Foster a culture of innovation and continuous learning, support research and development of new tools and approaches, capture and apply lessons from experience, and challenge legacy approaches when evidence supports change.

Artefacts an auditor will ask for
  • Innovation hub or unit charter
  • Research and development pipeline
  • After action review repository
  • Knowledge management platform usage
  • Decisions changed by evidence over past year
Where this commonly fails
  • Innovation siloed in one unit
  • Lessons captured but not applied
  • Knowledge platform poorly maintained
  • Legacy programmes unchallenged
WHO-LEAD-03
Empowering and Motivating Senior Staff (Leadership)

Develop senior management talent, set clear expectations and delegate authority, hold senior staff accountable for results, build cohesive leadership teams across HQ, regions, and country offices, and steward succession planning.

Artefacts an auditor will ask for
  • Senior leadership development programme
  • Executive performance compacts
  • Leadership team charters
  • Succession plans for critical roles
  • Cross office leadership rotation records
Where this commonly fails
  • Succession plans theoretical
  • Performance compacts not reviewed
  • Leadership team meetings dominated by reporting
  • Rotations rare

Management

WHOCOMP-2
Management Competencies

Per WHO Global Competency Model: Management Competencies. Source-grounded summary control covering authoritative framework structure + key obligations. See manifest + log for detailed mapping.

Artefacts an auditor will ask for
  • Authoritative source-grounded evidence for WHOCOMP-2
Where this commonly fails
  • see authoritative source for detailed gap analysis

Management Competencies

WHO-MGMT-01
Creating an Empowering and Motivating Environment (Management)

Build trust with team members, delegate effectively, recognise contributions, support development, address performance issues constructively, and foster a climate where staff feel empowered to take initiative and raise concerns.

Artefacts an auditor will ask for
  • Manager onboarding and development programme
  • Delegation matrix per role
  • Recognition programme records
  • Performance dialogue templates
  • Staff engagement survey by manager
Where this commonly fails
  • Managers promoted without management training
  • Delegation unclear
  • Recognition limited to monetary
  • Engagement scores not actioned by manager
WHO-MGMT-02
Ensuring the Effective Use of Resources (Management)

Plan budgets and resource allocation aligned to priorities, monitor expenditure and resource use, ensure value for money, comply with financial and procurement rules, and maintain accurate records for accountability and audit.

Artefacts an auditor will ask for
  • Workplan with budget allocation
  • Monthly financial monitoring reports
  • Procurement compliance checklists
  • Audit response records
  • Resource reallocation requests with justification
Where this commonly fails
  • Budget vs actual variance not analysed
  • Procurement compliance gaps repeat
  • Audit recommendations linger open
  • Reallocations late impacting delivery
WHO-MGMT-03
Building and Promoting Partnerships Across the Organization and Beyond

Identify and develop partnerships with member states, UN agencies, civil society, academia, and private sector partners aligned with WHO mandate, manage partnership agreements, and ensure mutual accountability and value delivery.

Artefacts an auditor will ask for
  • Partnership strategy
  • Memoranda of understanding and grant agreements
  • Partner due diligence records
  • Joint workplans and review meetings
  • Partnership outcomes evaluation
Where this commonly fails
  • Due diligence skipped for established partners
  • Joint workplans not monitored
  • Outcomes not evaluated
  • Partner concerns not surfaced
WHO-MGR-01
Creating an Empowering and Motivating Environment for staff

Creating an Empowering and Motivating Environment for staff. Control from WHO Global Competency Model framework, domain: Management Competencies.

Artefacts an auditor will ask for
  • Engagement survey
  • Recognition programme
  • One-on-one cadence
Where this commonly fails
  • Low engagement
  • No recognition
  • Irregular check-ins
WHO-MGR-02
Building and Promoting Partnerships across organizational and sectoral boundaries

Building and Promoting Partnerships across organizational and sectoral boundaries. Control from WHO Global Competency Model framework, domain: Management Competencies.

Artefacts an auditor will ask for
  • Partnership register
  • Joint workplans
  • Relationship reviews
Where this commonly fails
  • No partnership strategy
  • Transactional only
  • No reviews
WHO-MGR-03
Ensuring Effective Use of Resources through planning and accountability

Ensuring Effective Use of Resources through planning and accountability. Control from WHO Global Competency Model framework, domain: Management Competencies.

Artefacts an auditor will ask for
  • Resource plan
  • Budget vs actual
  • Accountability register
Where this commonly fails
  • No resource plan
  • Budget overruns
  • Weak accountability
WHO-MGR-04
Managing Performance - setting expectations, monitoring, providing feedback

Managing Performance - setting expectations, monitoring, providing feedback. Control from WHO Global Competency Model framework, domain: Management Competencies.

Artefacts an auditor will ask for
  • Performance framework
  • Feedback cadence
  • Development plans
Where this commonly fails
  • No framework
  • Annual-only review
  • Missing development plans
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does.