How many controls does CFTC System Safeguards have?

CFTC System Safeguards contains 49 controls organized across 5 domains.

Where does CFTC System Safeguards apply?

CFTC System Safeguards is applicable in United States (CFTC). Organizations operating in or serving customers in this jurisdiction should evaluate its requirements.

What frameworks does CFTC System Safeguards map to?

CFTC System Safeguards has control-to-control mappings with 385 other compliance frameworks in our database. Use our compliance platform to explore these mappings interactively.

How do I get started with CFTC System Safeguards compliance?

Start by understanding the framework's key controls and domains. Our compliance platform provides AI-powered gap analysis and mapping tools to help you assess your current posture and build a remediation plan.

CFTC System Safeguards (17 CFR 37, 38, 39, 49)

The Commodity Futures Trading Commission (CFTC) System Safeguards rules establish cybersecurity and system integrity requirements for designated contract markets (DCMs), swap execution facilities (SEFs), derivatives clearing organizations (DCOs), and swap data repositories (SDRs). Requirements include cybersecurity testing, business continuity, disaster recovery, and incident response.

Domains

Systems Development and Physical Security

Capacity and Performance

Business Continuity and Disaster Recovery

Cybersecurity Testing

Information Security

Frequently Asked Questions

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