Risk ManagementUnited States (CFTC)
CFTC System Safeguards (17 CFR 37, 38, 39, 49)
The Commodity Futures Trading Commission (CFTC) System Safeguards rules (17 CFR Parts 37, 38, 39, and 49) establish comprehensive cybersecurity, business continuity, incident reporting, system integrity, and risk management requirements for designated contract markets (DCMs), swap execution facilities (SEFs), derivatives clearing organizations (DCOs), and swap data repositories (SDRs)..
Domains
CFTC System Safeguards: Notification, Records and Remediation
CFTC System Safeguards: Cybersecurity Testing
CFTC System Safeguards: Business Continuity and Disaster Recovery
CFTC System Safeguards: Risk Analysis and Oversight Program
Compare CFTC System Safeguards (17 CFR 37, 38, 39, 49)
CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs ISO 27001:2022View comparison →CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs SOC 2View comparison →CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs NIST CSF 2.0View comparison →CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs GDPRView comparison →CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs HIPAAView comparison →CFTC System Safeguards (17 CFR 37, 38, 39, 49) vs PCI DSS 4.0View comparison →
CFTC System Safeguards (17 CFR 37, 38, 39, 49) by Industry
CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Healthcare→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Financial Services→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Technology→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Government→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Manufacturing→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Energy→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Retail→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Education→
CFTC System Safeguards (17 CFR 37, 38, 39, 49) by Role
CFTC System Safeguards (17 CFR 37, 38, 39, 49) for CISOs→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Compliance Officers→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Risk Managers→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for IT Directors→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for DPOs→CFTC System Safeguards (17 CFR 37, 38, 39, 49) for Auditors→
Frequently Asked Questions
What is CFTC System Safeguards?
The Commodity Futures Trading Commission (CFTC) System Safeguards rules (17 CFR Parts 37, 38, 39, and 49) establish comprehensive cybersecurity, business continuity, incident reporting, system integrity, and risk management requirements for designated contract markets (DCMs), swap execution facilities (SEFs), derivatives clearing organizations (DCOs), and swap data repositories (SDRs)..
How many controls does CFTC System Safeguards have?
CFTC System Safeguards contains 21 controls organized across 4 domains.
Where does CFTC System Safeguards apply?
CFTC System Safeguards is applicable in United States (CFTC). Organizations operating in or serving customers in this jurisdiction should evaluate its requirements.
What frameworks does CFTC System Safeguards map to?
CFTC System Safeguards has control-to-control mappings with 9 other compliance frameworks in our database. Use our compliance platform to explore these mappings interactively.
How do I get started with CFTC System Safeguards compliance?
Start by understanding the framework's key controls and domains. Our compliance platform provides AI-powered gap analysis and mapping tools to help you assess your current posture and build a remediation plan.
How ready are you for CFTC System Safeguards (17 CFR 37, 38, 39, 49)?
Answer 25 questions and get a professional readiness report with gap analysis, maturity scores, and prioritised action items. Results in 5 minutes.