CPMI-IOSCO Principles for Financial Market Infrastructures for Risk Managers
What does CPMI-IOSCO Principles for Financial Market Infrastructures require of a Risk Manager?
The 24 international principles for payment systems, central securities depositories, securities settlement systems, central counterparties and trade repositories: legal basis, governance, risk management, credit, collateral, margin, liquidity, settlement finality, money settlements, default management, business and operational risk, access, efficiency and disclosure. Under CPMI-IOSCO Principles for Financial Market Infrastructures, which defines 24 controls, a Risk Manager's work is deciding which controls you own outright, which you share and which belong to another team, then holding the evidence for the first group.
Which CPMI-IOSCO Principles for Financial Market Infrastructures controls land on the Risk Manager
Risk Managers identify, assess, and prioritise organisational risks. They build risk registers, conduct risk assessments, define risk appetite, and ensure that compliance frameworks address the most material threats to the organisation.
CPMI-IOSCO Principles for Financial Market Infrastructures defines 24 controls across 9 domains that directly affect the Risk Manager role. Understanding which controls fall within your ownership, which are shared, and which are owned by other teams is the foundation of effective compliance management.
What a Risk Manager is accountable for under CPMI-IOSCO Principles for Financial Market Infrastructures
Conducting enterprise risk assessments and maintaining the risk register
Defining risk appetite and tolerance levels with executive leadership
Mapping compliance controls to identified risks for coverage analysis
Monitoring key risk indicators (KRIs) and escalating emerging threats
Integrating compliance, operational, and strategic risk management
Where Risk Managers lose time on CPMI-IOSCO Principles for Financial Market Infrastructures
These are the most common obstacles Risk Managers face when managing CPMI-IOSCO Principles for Financial Market Infrastructures compliance, and how to address them:
Challenge 1
Quantifying cyber risk in financial terms that resonate with executives
Challenge 2
Identifying gaps between compliance control coverage and actual risk exposure
Challenge 3
Integrating risk data from siloed tools and departments
Challenge 4
Keeping risk assessments current as the threat landscape evolves
Challenge 5
Prioritising remediation when resources are limited
A working order for a Risk Manager starting on CPMI-IOSCO Principles for Financial Market Infrastructures
1. Readiness Assessment
Take a 5-minute readiness assessment to identify your organisation's current gap profile against CPMI-IOSCO Principles for Financial Market Infrastructures. Get a prioritised action plan tailored to your specific situation.
2. Cross-Framework Mapping
Use our platform to map CPMI-IOSCO Principles for Financial Market Infrastructures controls against other frameworks you already comply with. Identify overlapping controls to reduce duplicate effort.
3. Build Your Toolkit
Equip yourself with CPMI-IOSCO Principles for Financial Market Infrastructures toolkits, self-assessments, and implementation guides from our store. Resources designed specifically for Risk Managers managing compliance programmes.
4. Continuous Monitoring
Establish ongoing compliance monitoring using our platform's gap analysis tools. Track your maturity over time and demonstrate progress to stakeholders.
CPMI-IOSCO Principles for Financial Market Infrastructures in your sector
Who else owns part of CPMI-IOSCO Principles for Financial Market Infrastructures
Questions Risk Managers ask about CPMI-IOSCO Principles for Financial Market Infrastructures
What does a Risk Manager need to know about CPMI-IOSCO Principles for Financial Market Infrastructures?
How does CPMI-IOSCO Principles for Financial Market Infrastructures affect the Risk Manager role?
What are the biggest CPMI-IOSCO Principles for Financial Market Infrastructures challenges for Risk Managers?
How should a Risk Manager prepare for a CPMI-IOSCO Principles for Financial Market Infrastructures audit?
What tools help Risk Managers manage CPMI-IOSCO Principles for Financial Market Infrastructures compliance?
Risk Manager: How ready is your organisation for CPMI-IOSCO Principles for Financial Market Infrastructures?
Answer 25 questions and get a professional readiness report with gap analysis, maturity scores, and prioritised action items. Results in 5 minutes.