EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) for Auditors
What does EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) require of a Auditor?
The European Banking Authority Guidelines on ICT and security risk management (EBA/GL/2019/04, applied from 30 June 2020), as amended by EBA/GL/2025/02 from 20 May 2025: with DORA governing the ICT risk of EU financial entities from 17 January 2025, sections 3.1 to 3.7 (governance and strategy, the risk management framework, information security, ICT operations, project and change management, business continuity) were repealed and only section 3.8, payment service user relationship management, remains, addressed to payment service providers. Under EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04), which defines 7 controls, a Auditor's work is deciding which controls you own outright, which you share and which belong to another team, then holding the evidence for the first group.
Which EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) controls land on the Auditor
Internal Auditors assess whether compliance controls are operating effectively. They plan and execute audit engagements, evaluate evidence, report findings, and track remediation of identified gaps and nonconformities.
EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) defines 7 controls across 1 domains that directly affect the Auditor role. Understanding which controls fall within your ownership, which are shared, and which are owned by other teams is the foundation of effective compliance management.
What a Auditor is accountable for under EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
Planning and executing risk-based audit engagements against compliance frameworks
Evaluating control design and operating effectiveness through testing
Documenting findings, observations, and recommendations in audit reports
Tracking remediation actions and verifying closure of audit findings
Assessing organisational readiness for external audits and certifications
Where Auditors lose time on EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
These are the most common obstacles Auditors face when managing EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) compliance, and how to address them:
Challenge 1
Efficiently testing controls across large, complex frameworks
Challenge 2
Accessing reliable evidence without disrupting business operations
Challenge 3
Mapping controls across multiple frameworks to avoid duplicate audit testing
Challenge 4
Keeping audit programmes current with regulatory and framework changes
Challenge 5
Communicating audit findings in a way that drives management action
A working order for a Auditor starting on EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
1. Readiness Assessment
Take a 5-minute readiness assessment to identify your organisation's current gap profile against EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04). Get a prioritised action plan tailored to your specific situation.
2. Cross-Framework Mapping
Use our platform to map EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) controls against other frameworks you already comply with. EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) maps to 14 other frameworks in our database.
3. Build Your Toolkit
Equip yourself with EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) toolkits, self-assessments, and implementation guides from our store. Resources designed specifically for Auditors managing compliance programmes.
4. Continuous Monitoring
Establish ongoing compliance monitoring using our platform's gap analysis tools. Track your maturity over time and demonstrate progress to stakeholders.
EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) in your sector
Who else owns part of EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
Questions Auditors ask about EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
What does a Auditor need to know about EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)?
How does EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) affect the Auditor role?
What are the biggest EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) challenges for Auditors?
How should a Auditor prepare for a EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) audit?
What tools help Auditors manage EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) compliance?
Auditor: How ready is your organisation for EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)?
Answer 25 questions and get a professional readiness report with gap analysis, maturity scores, and prioritised action items. Results in 5 minutes.