EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) for Compliance Officers
What does EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) require of a Compliance Officer?
The European Banking Authority Guidelines on ICT and security risk management (EBA/GL/2019/04, applied from 30 June 2020), as amended by EBA/GL/2025/02 from 20 May 2025: with DORA governing the ICT risk of EU financial entities from 17 January 2025, sections 3.1 to 3.7 (governance and strategy, the risk management framework, information security, ICT operations, project and change management, business continuity) were repealed and only section 3.8, payment service user relationship management, remains, addressed to payment service providers. Under EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04), which defines 7 controls, a Compliance Officer's work is deciding which controls you own outright, which you share and which belong to another team, then holding the evidence for the first group.
Which EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) controls land on the Compliance Officer
Compliance Officers ensure the organisation meets its regulatory obligations. They manage audit programmes, maintain evidence repositories, track regulatory changes, and coordinate across business units to sustain compliance posture.
EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) defines 7 controls across 1 domains that directly affect the Compliance Officer role. Understanding which controls fall within your ownership, which are shared, and which are owned by other teams is the foundation of effective compliance management.
What a Compliance Officer is accountable for under EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
Monitoring regulatory changes and assessing their impact on the organisation
Managing internal and external audit programmes and evidence collection
Maintaining compliance documentation, policies, and control frameworks
Coordinating with business units to implement and maintain required controls
Reporting compliance status to senior leadership and regulatory bodies
Where Compliance Officers lose time on EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
These are the most common obstacles Compliance Officers face when managing EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) compliance, and how to address them:
Challenge 1
Tracking overlapping requirements across multiple regulatory frameworks
Challenge 2
Collecting evidence from multiple teams and systems for audit readiness
Challenge 3
Keeping policies and procedures current as regulations change
Challenge 4
Demonstrating compliance ROI to justify programme investment
Challenge 5
Managing the volume of regulatory change across jurisdictions
A working order for a Compliance Officer starting on EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
1. Readiness Assessment
Take a 5-minute readiness assessment to identify your organisation's current gap profile against EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04). Get a prioritised action plan tailored to your specific situation.
2. Cross-Framework Mapping
Use our platform to map EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) controls against other frameworks you already comply with. EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) maps to 14 other frameworks in our database.
3. Build Your Toolkit
Equip yourself with EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) toolkits, self-assessments, and implementation guides from our store. Resources designed specifically for Compliance Officers managing compliance programmes.
4. Continuous Monitoring
Establish ongoing compliance monitoring using our platform's gap analysis tools. Track your maturity over time and demonstrate progress to stakeholders.
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Who else owns part of EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
Questions Compliance Officers ask about EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)
What does a Compliance Officer need to know about EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)?
How does EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) affect the Compliance Officer role?
What are the biggest EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) challenges for Compliance Officers?
How should a Compliance Officer prepare for a EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) audit?
What tools help Compliance Officers manage EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04) compliance?
Compliance Officer: How ready is your organisation for EBA Guidelines on ICT and Security Risk Management (EBA/GL/2019/04)?
Answer 25 questions and get a professional readiness report with gap analysis, maturity scores, and prioritised action items. Results in 5 minutes.