Compliance Program
What is Compliance Program?
A comprehensive system of policies, procedures, training, and oversight designed to ensure an organization meets all applicable legal and regulatory requirements.
Terms that appear alongside compliance program
Each of these is named in at least one of the same controls as compliance program. The number is how many controls name both.
- compliance 26 shared controls
- audit 11 shared controls
- consent 8 shared controls
- due diligence 7 shared controls
- remediation 6 shared controls
- risk assessment 5 shared controls
- industry self regulation 5 shared controls
- privacy notice 5 shared controls
Frameworks that govern compliance program
What the standards actually require on compliance program
Requirements naming compliance program across 6 standards, quoted from the control text.
A comprehensive ITAR Internal Compliance Program (ICP) is essential for effective ITAR management and is heavily considered in DDTC enforcement decisions.
ITAR-CompliancProgram-ICP-EmpoweredOfficial-Recordkeeping-5Years-Training-IT-Cloud-SupplyChain-Coord-EAR-OFAC-Wassenaar · ITAR Compliance Program + Internal Compliance Program (ICP) + Empowered Official + 5-Year Recordkeeping + Training + IT/Cloud (GovCloud + Azure Gov + GCC High) + Supply Chain + Coord EAR + OFAC + Wassenaar + MTCR →Sapin II Article 17. SCOPE + APPLICABILITY: applies to (a) French companies + groups (including French subsidiaries of foreign groups) with AT LEAST 500 EMPLOYEES + AT LEAST EUR 100 MILLION ANNUAL TURNOVER (consolidated for groups);
Sapin2-Art17-Scope-Program · Article 17 - 8-Pillar Anti-Corruption Compliance Program Scope and Applicability →Additional requirement for service providers only. Executive management establishes responsibility for the protection of cardholder data and for a PCI DSS compliance program, covering overall accountability for maintaining PCI DSS compliance and a defined char...
12.4.1 · Executive management responsibility for the PCI DSS compliance program (service providers) →HBNR compliance program implementation roadmap. ORGANIZATIONAL ROLES: (a) PRIVACY COUNSEL or CHIEF PRIVACY OFFICER - HBNR + state-law + HIPAA + GDPR + multi-regime coordination;
HBNR-Implementation-Roadmap-Org · HBNR Compliance Program Implementation - Organizational Roles, Detection, Incident Response, Records →FDBR compliance program implementation roadmap. ORGANIZATIONAL ROLES: (a) PRIVACY COUNSEL or CHIEF PRIVACY OFFICER (CPO) - FDBR coordination + AG engagement + cross-state privacy program;
FDBR-Status-Implementation-Org · FDBR Compliance Program Implementation - Organizational Roles and Operational Controls →LkSG compliance program implementation roadmap. ORGANIZATIONAL ROLES: (a) HUMAN RIGHTS OFFICER (Sec.4(3) statutory mandate) - oversight + cross-functional authority + direct reporting to senior management;
LkSG-Implementation-Roadmap-Org · LkSG Compliance Program Implementation - Organizational Roles, Tooling and Metrics →Questions people ask about compliance program
What is Compliance Program?
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See how Compliance Program applies across compliance frameworks
Our platform maps 686 frameworks with 311K cross-framework control mappings. Explore how this concept is addressed across standards.