Enforcement Action
What is Enforcement Action?
Regulatory measures taken against organizations that violate compliance requirements, including fines, sanctions, cease-and-desist orders, and consent agreements.
Terms that appear alongside enforcement action
Each of these is named in at least one of the same controls as enforcement action. The number is how many controls name both.
- compliance 5 shared controls
- consent 2 shared controls
- remediation 2 shared controls
- non compliance 2 shared controls
- consumer protection 2 shared controls
- accountability 2 shared controls
Frameworks that govern enforcement action
What the standards actually require on enforcement action
Requirements naming enforcement action across 6 standards, quoted from the control text.
Violations of ARS Title 49 air quality provisions, permit conditions, or orders are subject to civil penalties up to $10,000 per day per violation under ARS 49-463. The attorney general pursues civil penalty recovery through superior court.
az-aq-adeq::49-463-penalties · Civil Penalties and Enforcement Actions →FTC Safeguards Rule 2024-2025 implementation status. EFFECTIVE DATES: full 2021 amendments effective 9 January 2022 + 13 January 2023 (delayed elements) + 13 May 2024 (FTC notification requirement).
FTC-Safeguards-2024-2025-Status · 2024-2025 Implementation Status, FTC Enforcement Actions and Anticipated Amendments →Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions
CM-5(1) · Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions →Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions
CM-5(1) · Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions →Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions
CM-5(1) · Access Restrictions for Change | Automated Access Enforcement and Audit Records. (a) Enforce access restrictions using [Assignment: organization-defined automated mechanisms]; and (b) Automatically generate audit records of the enforcement actions →SEC may bring civil enforcement actions seeking injunctions, disgorgement, and civil monetary penalties.
15 U.S.C. § 78u(d) · Civil Enforcement Actions →Questions people ask about enforcement action
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