Framework
What is Framework?
A structured set of guidelines, practices, and controls that organisations use to manage specific aspects of their operations. Compliance frameworks provide requirements for achieving and demonstrating compliance.
Frameworks that govern framework
What the standards actually require on framework
Requirements naming framework across 6 standards, quoted from the control text.
The framework should cover the risk categories that apply to the covered bank: credit, interest rate, liquidity, price, operational, compliance and strategic risk (reputation risk removed by the amendment of 91 FR 18293, effective 9 June 2026).
occ-heightened-standards-12-cfr-part-30-appendix-d::II.B · II.B Scope of the framework: risk categories →The risk management framework must be consistent with the business plan the institution is required to maintain.
CPS220-P21 · Consistency of the Framework with the Business Plan →Changes to the catastrophe view of risk and to the methods used for exposure management follow a framework based on risk. Baseline: these changes go through the ordinary change process for the internal model.
principles-for-doing-business-at-lloyd-s::P2.8 · 2.8 A risk-based framework for managing changes to the catastrophe view of risk →The Board of the RSE licensee is ultimately responsible for the risk management framework.
SPS220-13 · Board Responsibility for the Risk Management Framework →The insurer must be able to demonstrate to the supervisor that its corporate governance framework is adequate and effective.
iais-insurance-core-principles-icps::7.11 · 7.11 The insurer demonstrates the adequacy and effectiveness of its governance framework →Specifies the key elements of a risk management framework: risk governance and a risk appetite framework; the responsibilities of the board and senior management (setting risk appetite and monitoring, firm-wide risk management, specialised committees);
hkma-spm::IC-1 · IC-1 Risk Management Framework →Questions people ask about framework
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