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Regulatory Framework

What is Regulatory Framework?

The system of rules and guidelines established by regulatory bodies that organizations must follow in their operations and practices.

Compliance and Regulatory

Each of these is named in at least one of the same controls as regulatory framework. The number is how many controls name both.

What the standards actually require on regulatory framework

Requirements naming regulatory framework across 6 standards, quoted from the control text.

HKMA SPM3 controls

Guides the application of the Banking (Liquidity) Rules: the approach to supervising liquidity risk; the statutory requirements (the Liquidity Coverage Ratio, the Liquidity Maintenance Ratio, the Net Stable Funding Ratio, the Core Funding Ratio, their applicat...

hkma-spm::LM-1 · LM-1 Regulatory Framework for Supervision of Liquidity Risk →

Strengthen digital health governance nationally and internationally by using existing structures and creating sustainable governance, including regulatory frameworks and capacity to implement evidence-based digital health solutions.

who-global-strategy-on-digital-health-2020-2025::SO3.1 · Governance structures and regulatory frameworks →

The entity discloses information that lets users judge the nature, size, timing and uncertainty of the future cash flows from in-scope contracts, concentrating on insurance risk and financial risk (including credit, liquidity and market risk) and on how those...

ifrs-17-insurance-contracts::121-126 · Nature and extent of risks: exposures, management and the regulatory framework →

All personnel with software responsibilities are competent to carry them out, demonstrating the ability to perform the tasks involved correctly, efficiently and consistently, to high quality and in changing conditions.

en-50126-en-50128-en-50129-railway-applications-rams::50128:5.2 · Personnel competence →
Spain ENS2 controls

The security policy, approved under Article 12, sets out clearly the organisation's mission, its legal and regulatory framework, security roles with duties and how they are appointed and renewed, the security committee structure and membership, and guidelines...

spain-ens::org.1 · Security policy document →

FIRST coordination with national CSIRTs + sector ISACs + regional bodies + regulatory frameworks. NATIONAL CSIRTs (FIRST teams): US-CERT + CISA + DOE-CIRC + DOD-CYBERCOM + UK NCSC + AusCERT + JPCERT/CC + KrCERT/CC + CN-CERT + IR-CERT + many others (FIRST membe...

FIRST-Sectoral-NationalCSIRT · FIRST Sectoral Coordination - National CSIRTs, ISACs, ENISA, NIS2 + Industry Frameworks →

Questions people ask about regulatory framework

What is Regulatory Framework?
The system of rules and guidelines established by regulatory bodies that organizations must follow in their operations and practices.
Why is Regulatory Framework important for compliance?
Regulatory Framework is a key concept in Compliance and Regulatory. Understanding regulatory framework helps organizations meet regulatory requirements, reduce risk, and demonstrate due diligence during audits. Our compliance platform maps 1,016 frameworks with 316K cross-framework control mappings.
Which compliance frameworks address Regulatory Framework?
Regulatory Framework appears in the requirement text of HKMA SPM, WHO Global Strategy on Digital Health 2020-2025, IFRS 17 - Insurance Contracts, EN 50126 / EN 50128 / EN 50129 - Railway Applications RAMS, Spain ENS. Across these standards we have identified 11 controls that name it directly, each linked to the control text on the compliance platform.
Where can I learn more about Regulatory Framework?
Explore our compliance framework pages to see how regulatory framework applies across different standards and regulations. Our implementation guides provide step-by-step guidance, and the compliance platform offers AI-powered analysis of how this concept maps across 1,016 frameworks.

See how Regulatory Framework applies across compliance frameworks

Our platform maps 1,016 frameworks with 316K cross-framework control mappings. Explore how this concept is addressed across standards.

Written and maintained by Gerard Blokdyk, The Art of Service.