How many controls does MiFID II / MiFIR have?

MiFID II / MiFIR contains 38 controls organized across 8 domains.

Where does MiFID II / MiFIR apply?

MiFID II / MiFIR is applicable in European Union. Organizations operating in or serving customers in this jurisdiction should evaluate its requirements.

What frameworks does MiFID II / MiFIR map to?

MiFID II / MiFIR has control-to-control mappings with 507 other compliance frameworks in our database. Use our compliance platform to explore these mappings interactively.

How do I get started with MiFID II / MiFIR compliance?

Start by understanding the framework's key controls and domains. Our compliance platform provides AI-powered gap analysis and mapping tools to help you assess your current posture and build a remediation plan.

MiFID II / MiFIR

The Markets in Financial Instruments Directive II (2014/65/EU) and Markets in Financial Instruments Regulation (EU No 600/2014) form the EU's comprehensive framework for financial markets. MiFID II/MiFIR establishes rules for investment firms, trading venues, market transparency, investor protection, and reporting.

Domains

Supervision and Enforcement

Product Governance and Inducements

Transaction Reporting and Data

Transparency Requirements (MiFIR)

Market Structure and Trading Venues

Frequently Asked Questions

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