Skip to content

Banking Regulation

What is Banking Regulation?

The framework of laws and rules governing banking operations including capital requirements, lending practices, consumer protection, and risk management.

Compliance and Regulatory

Each of these is named in at least one of the same controls as banking regulation. The number is how many controls name both.

What the standards actually require on banking regulation

Requirements naming banking regulation across 3 standards, quoted from the control text.

Reserve Bank of India (RBI) Account Aggregator (AA) Framework is established under the RBI Master Direction Non-Banking Financial Company - Account Aggregator (Reserve Bank) Directions 2016 dated 2 September 2016 issued under Section 45L of the RBI Act 1934 wi...

RBI-AA-Registration-Licensing-NBFC-AA-NetOwnedFunds-FitAndProper-MD2016 · RBI AA Registration + Licensing - NBFC-Account Aggregator (NBFC-AA) Category + Net Owned Funds + Fit and Proper Criteria + RBI Master Direction 2016 + Governance

Ghana DPA 2012 sectoral coordination across Ghanaian sectors. BANKING + FINANCIAL: Bank of Ghana Cyber Risk Management Directive 2018 + 2021 + 2024 + Customer Data Protection in Banking Regulations + payment systems data + AML + Customer Due Diligence;

GhDPA-Coord-Sectoral-Bank-Tel-Health · Sectoral Coordination - Banking, Telecommunications, Healthcare, Education + Public Sector

Implement Strong Customer Authentication + Consent Lifecycle + Customer UX per applicable open banking regulation (UK FCA PSR + EU PSD2 + EU PSD3 + Australian CDR + Brazilian Open Finance + similar).

OPENBANK-2 · Strong Customer Authentication (SCA), Consent Lifecycle, and Customer UX

Questions people ask about banking regulation

What is Banking Regulation?
The framework of laws and rules governing banking operations including capital requirements, lending practices, consumer protection, and risk management.
Why is Banking Regulation important for compliance?
Banking Regulation is a key concept in Compliance and Regulatory. Understanding banking regulation helps organizations meet regulatory requirements, reduce risk, and demonstrate due diligence during audits. Our compliance platform maps 686 frameworks with 311K cross-framework control mappings.
Which compliance frameworks address Banking Regulation?
Banking Regulation appears in the requirement text of India Account Aggregator Framework (RBI), Ghana Data Protection Act 2012 (Act 843), Open Banking Security. Across these standards we have identified 4 controls that name it directly, each linked to the control text on the compliance platform.
Where can I learn more about Banking Regulation?
Explore our compliance framework pages to see how banking regulation applies across different standards and regulations. Our implementation guides provide step-by-step guidance, and the compliance platform offers AI-powered analysis of how this concept maps across 686 frameworks.

See how Banking Regulation applies across compliance frameworks

Our platform maps 686 frameworks with 311K cross-framework control mappings. Explore how this concept is addressed across standards.

Written and maintained by Gerard Blokdyk, The Art of Service.