Sanctions Compliance
What is Sanctions Compliance?
Programs and controls ensuring adherence to government-imposed trade and financial restrictions against specific countries, entities, and individuals.
Terms that appear alongside sanctions compliance
Each of these is named in at least one of the same controls as sanctions compliance. The number is how many controls name both.
- compliance 10 shared controls
- audit 3 shared controls
- breach notification 2 shared controls
- internal audit 2 shared controls
- compliance officer 2 shared controls
- governance 2 shared controls
- compliance program 2 shared controls
Frameworks that govern sanctions compliance
What the standards actually require on sanctions compliance
Requirements naming sanctions compliance across 5 standards, quoted from the control text.
The organization must appoint a dedicated, qualified Sanctions Compliance Officer with sufficient authority, independence, and access to senior management to oversee day-to-day program execution.
OFAC-SCP-1.2 · Sanctions Compliance Officer Appointment →Per Peru Law 29733 + Supreme Decree + Law 32200 (2024 amendments): breach notification + enforcement. Requirements include (a) implement Personal Data Breach Notification to ANPD per statutory timeline + notify affected data subjects where high risk + (b) oper...
PERU-8 · Breach Notification, ANPD Cooperation, Sanctions, Compliance →VASPs must screen transactions and counterparties against applicable sanctions lists and enforce prohibitions.
CRM-2 · Sanctions Compliance →NSS-17 + NSS-42-G require supply chain + third party + OEM security across CBS lifecycle. Vendor due diligence: cyber maturity assessment + ISO 27001 / IEC 62443 / IEC 27036 alignment + cybersecurity governance + secure development + incident history + foreign...
IAEA-NSS17-SupplyChain-ThirdParty-OEM-Trust · IAEA NSS-17 - Supply Chain + Third Party + OEM + Vendor Security + Trustworthy Components →Operate third-party risk within Heightened Standards + integrate with broader bank regulation. Third-party risk per Heightened Standards must (a) integrate with OCC Bulletin 2013-29 Third-Party Risk Management + Interagency Guidance on Third-Party Relationship...
OCCHS-8 · Third-Party Risk Within Heightened Standards and Integration with Broader Regulation →Questions people ask about sanctions compliance
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See how Sanctions Compliance applies across compliance frameworks
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