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Evidence request lists

Argyris Double-Loop Learning

Evidence request list. 27 controls, 27 carrying auditor artefact guidance. Generated from the compliance knowledge graph on 11 September 2026. Published by The Art of Service.

Behavioural Integrity

ADL-03
Espoused Theory vs Theory-in-Use Reconciliation

Document espoused values and policies and compare against observed behaviours and decisions to surface inconsistencies.

Artefacts an auditor will ask for
  • values statement
  • behavioural audit reports
  • 360 feedback
  • decision case studies
Where this commonly fails
  • no behavioural audit
  • values aspirational only
  • leaders exempt from review
ADL-04
Model I Defensive Routines Identification

Identify and document Model I defensive routines (unilateral control, win not lose, suppress feelings, rationality) that block learning.

Artefacts an auditor will ask for
  • defensive-routine inventory
  • facilitator notes
  • action science case write-ups
Where this commonly fails
  • defensiveness not named
  • executives protected
  • no facilitator training
ADL-05
Model II Practice Adoption

Adopt Model II behaviours (valid information, free informed choice, internal commitment) in decision and review forums.

Artefacts an auditor will ask for
  • meeting protocols
  • Model II training records
  • facilitator certifications
Where this commonly fails
  • Model II training one-off
  • no facilitator pool
  • reverts under stress

Continuous Improvement

ADL-12
Feedback Loop Closure

Ensure lessons learned from incidents, audits, and reviews modify governing variables, not just operational responses.

Artefacts an auditor will ask for
  • policy change log linked to lessons
  • governing variable register
  • audit closeout reports
Where this commonly fails
  • lessons not actioned
  • policy never updated
  • loops never close

Culture

ADL-14
Learning Climate Measurement

Measure organizational climate for psychological safety, voice, and willingness to challenge governing assumptions.

Artefacts an auditor will ask for
  • climate survey
  • trend analysis
  • focus group notes
Where this commonly fails
  • survey unread
  • scores ignored
  • retaliation feared

Defensive Routines and Learning

ARGYRIS-BAI
Balancing Advocacy with Inquiry - stating views while genuinely inviting challenge and alternative perspectives

Balancing Advocacy with Inquiry - stating views while genuinely inviting challenge and alternative perspectives. Control from Argyris Double-Loop Learning framework, domain: Defensive Routines and Learning.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness
ARGYRIS-DR
Organizational Defensive Routines - actions preventing embarrassment or threat that also prevent learning

Organizational Defensive Routines - actions preventing embarrassment or threat that also prevent learning. Control from Argyris Double-Loop Learning framework, domain: Defensive Routines and Learning.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness
ARGYRIS-LAD
Ladder of Inference - awareness of how people move from data to conclusions, often skipping steps

Ladder of Inference - awareness of how people move from data to conclusions, often skipping steps. Control from Argyris Double-Loop Learning framework, domain: Defensive Routines and Learning.

Artefacts an auditor will ask for
  • Training completion records by role
  • Phishing simulation results
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
Where this commonly fails
  • Role based training not delivered to high risk teams
  • Training metrics not reported to leadership
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
ARGYRIS-LHC
Left-Hand Column Exercise - surfacing what people think but do not say to reveal gaps between espoused and actual

Left-Hand Column Exercise - surfacing what people think but do not say to reveal gaps between espoused and actual. Control from Argyris Double-Loop Learning framework, domain: Defensive Routines and Learning.

Artefacts an auditor will ask for
  • OT asset inventory and network diagram
  • ICS specific incident playbook
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
Where this commonly fails
  • IT and OT response teams not aligned
  • ICS forensics tooling not in place
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
ARGYRIS-PIC
Productive Inquiry and Conversation - creating conditions for honest dialogue without defensiveness

Productive Inquiry and Conversation - creating conditions for honest dialogue without defensiveness. Control from Argyris Double-Loop Learning framework, domain: Defensive Routines and Learning.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness

Governance

ADL-15
Board-Level Double-Loop Review

Board agenda includes periodic review of whether governing values, risk appetite, and strategic assumptions still hold.

Artefacts an auditor will ask for
  • board minutes
  • strategy refresh papers
  • assumption review pack
Where this commonly fails
  • assumptions never revisited
  • strategy reaffirmed by default

Intervention

ADL-11
Action Science Intervention Cycle

Use action science cycle to intervene, test interventions, and revise theories of action based on observed behaviour change.

Artefacts an auditor will ask for
  • intervention plan
  • baseline observation
  • post-intervention measurement
  • theory revision notes
Where this commonly fails
  • no baseline
  • intervention not measured
  • theory unchanged

Leadership Capability

ADL-09
Skilled Incompetence Detection

Detect cases where senior practitioners produce outcomes opposite to intended through highly skilled defensive behaviour.

Artefacts an auditor will ask for
  • leadership 360 reports
  • case studies
  • executive coaching logs
Where this commonly fails
  • senior leaders exempt
  • feedback sanitised
  • no remediation path
ADL-13
Leadership Reasoning Audit

Periodically audit executive reasoning patterns for consistency with learning principles and willingness to surface assumptions.

Artefacts an auditor will ask for
  • recorded decision sessions
  • reasoning audit report
  • remediation plan
Where this commonly fails
  • leaders refuse audit
  • audit cosmetic
  • no remediation

Learning Loops

ARGYRIS-DL
Double-Loop Learning - questioning and modifying underlying assumptions, values, and policies

Double-Loop Learning - questioning and modifying underlying assumptions, values, and policies. Control from Argyris Double-Loop Learning framework, domain: Learning Loops.

Artefacts an auditor will ask for
  • Signed and dated policy set with version history
  • Annual review and approval records
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
Where this commonly fails
  • Policies past their review date
  • No evidence policies were communicated to staff
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
ARGYRIS-SL
Single-Loop Learning - correcting errors within existing governing variables without questioning assumptions

Single-Loop Learning - correcting errors within existing governing variables without questioning assumptions. Control from Argyris Double-Loop Learning framework, domain: Learning Loops.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness
ARGYRIS-TL
Triple-Loop Learning - learning about how we learn, transforming the learning system itself

Triple-Loop Learning - learning about how we learn, transforming the learning system itself. Control from Argyris Double-Loop Learning framework, domain: Learning Loops.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness

Learning Maturity

ADL-01
Single-Loop Learning Capability

Establish capacity to detect and correct errors against existing norms, policies, and operating assumptions without questioning the underlying frame.

Artefacts an auditor will ask for
  • post-incident review records
  • corrective action tracker
  • KPI dashboards
  • root cause analyses
Where this commonly fails
  • fixes treat symptoms not causes
  • no closure tracking
  • metrics not tied to learning
ADL-02
Double-Loop Learning Trigger Criteria

Define thresholds and signals that escalate a problem from single-loop correction to examination of governing values, assumptions, and policies.

Artefacts an auditor will ask for
  • escalation policy
  • repeat-incident reports
  • governance review minutes
  • assumption-challenge logs
Where this commonly fails
  • no escalation trigger defined
  • repeat incidents not aggregated
  • assumptions never written down

Reasoning Quality

ADL-06
Ladder of Inference Discipline

Train leaders and teams to surface data selection, meaning, assumptions, and conclusions before acting on inferred beliefs.

Artefacts an auditor will ask for
  • ladder of inference training materials
  • decision logs with assumption tests
  • peer challenge records
Where this commonly fails
  • assumptions implicit
  • challenge avoided
  • no decision log
ADL-07
Left-Hand Column Reflection Exercise

Use left-hand column technique to expose unspoken thoughts and feelings that shape conversations and block learning.

Artefacts an auditor will ask for
  • case write-ups
  • coaching session notes
  • redacted dialogue samples
Where this commonly fails
  • psychological safety low
  • exercise treated as gimmick
  • no follow-up
ADL-08
Productive Reasoning Standards

Require claims to be supported by illustrative data, reasoning made explicit, and inferences testable by others.

Artefacts an auditor will ask for
  • decision paper template
  • peer review criteria
  • board pack standards
Where this commonly fails
  • assertions unsupported
  • reasoning compressed
  • no peer review

Systemic Diagnosis

ADL-10
Organizational Defensive Routine Mapping

Map cross-functional defensive routines (mixed messages, undiscussability, cover-up) that protect the system from learning.

Artefacts an auditor will ask for
  • defensive routine map
  • undiscussable issue register
  • action plan
Where this commonly fails
  • undiscussables remain undiscussed
  • map filed not used

Theories of Action

ARGYRIS-ET
Espoused Theory - the theory of action people claim to follow, their stated values and beliefs

Espoused Theory - the theory of action people claim to follow, their stated values and beliefs. Control from Argyris Double-Loop Learning framework, domain: Theories of Action.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness
ARGYRIS-M1
Model I Behavior - unilateral control, win-lose framing, suppression of negative feelings, defensiveness

Model I Behavior - unilateral control, win-lose framing, suppression of negative feelings, defensiveness. Control from Argyris Double-Loop Learning framework, domain: Theories of Action.

Artefacts an auditor will ask for
  • AI system inventory with risk classification
  • Model card and evaluation report
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
Where this commonly fails
  • Model performance drift not monitored
  • Human oversight thresholds not defined
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
ARGYRIS-M2
Model II Behavior - valid information, free and informed choice, internal commitment, bilateral control

Model II Behavior - valid information, free and informed choice, internal commitment, bilateral control. Control from Argyris Double-Loop Learning framework, domain: Theories of Action.

Artefacts an auditor will ask for
  • AI system inventory with risk classification
  • Model card and evaluation report
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
Where this commonly fails
  • Model performance drift not monitored
  • Human oversight thresholds not defined
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
ARGYRIS-TU
Theory-in-Use - the theory of action actually governing behavior, often unconscious and different from espoused

Theory-in-Use - the theory of action actually governing behavior, often unconscious and different from espoused. Control from Argyris Double-Loop Learning framework, domain: Theories of Action.

Artefacts an auditor will ask for
  • After action review template and records
  • Learning forum minutes with surfaced assumptions
  • Process owner attestation
  • Tooling configuration export
  • Meeting minutes referencing the control
  • Training material referencing the control
Where this commonly fails
  • Learning stays at single loop without challenging assumptions
  • Defensive routines block honest feedback
  • Evidence is point in time rather than ongoing
  • Control owner unclear or vacant
  • No metric tracks control effectiveness
Assembled from the framework's own control set. Every line traces to a control in the graph, so this pack is regenerated rather than written, and stays current as the graph does.

Assembled from the framework’s own control set, so this list is regenerated rather than written and stays current as the graph does. See the Argyris Double-Loop Learning framework page.